DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 168736SEC 801-110041websiteIAPD
Legal name A•••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 16, 2017 · 19 filings
SEC status approved since Mar 9, 2017
RAUM
$767M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
19
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$767M as of Mar 27, 2026
Mar 31, 2017$690M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20170 then
Employees (5.A)10 as of Mar 27, 2026
Mar 31, 201711 then
Private funds19 as of Mar 27, 2026
Mar 31, 201714 then
RAUM +11% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$767M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
34 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• S•• D•• L••no longer reported | Other Private Fund | $241M | 147 | Mar 27, 2020 |
| A••• F••• I•• L• | Venture Capital Fund | $231M | 144 | Mar 31, 2022 |
| A••• F••• I••• L• | Venture Capital Fund | $171M | 114 | Mar 27, 2020 |
| S••••• V••••••• F•••• L• | Venture Capital Fund | $161M | 53 | Mar 31, 2014 |
| S••••••••• F••• I•• L• | Venture Capital Fund | $111M | 340 | Mar 30, 2016 |
| S••••••••• F•••• L• | Venture Capital Fund | $83.4M | 129 | Mar 31, 2015 |
| S••••••••• P••••••• U•• L••no longer reported | Venture Capital Fund | $73.2M | 25 | Mar 31, 2015 |
| A••• O••••••••• F•••• L• | Venture Capital Fund | $55.9M | 64 | Mar 31, 2022 |
| A••• S•• I•• L•• | Other Private Fund | $49.8M | 229 | Mar 30, 2021 |
| E••••• D• L•no longer reported | Other Private Fund | $28.6M | 14 | Mar 31, 2022 |
| A••• S•• C• I••• L•• | Other Private Fund | $24.8M | 241 | Mar 30, 2021 |
| S••••••••• A• F•••• L• | Venture Capital Fund | $22.3M | 46 | Feb 16, 2017 |
| A••• S•• C•• L•• | Other Private Fund | $16.1M | 12 | Mar 30, 2021 |
| S••••••••• P••••••• U• I•• L••no longer reported | Venture Capital Fund | $13.8M | 39 | Mar 30, 2016 |
| A••• S•• C• I•• L•• | Other Private Fund | $11.0M | 9 | Mar 30, 2021 |
| A••• R••••••••• L•• | Venture Capital Fund | $10.7M | 15 | Mar 28, 2024 |
| A••• S•• B••• L•• | Venture Capital Fund | $10.1M | 1 | Mar 31, 2022 |
| A••• F••• I•••• L• | Venture Capital Fund | $9.9M | 74 | Mar 31, 2023 |
| A••• F••• I••••• L• | Venture Capital Fund | $9.8M | 74 | Mar 30, 2021 |
| S••••••••• P••••••• U• I••••• L••no longer reported | Venture Capital Fund | $8.7M | 14 | Mar 30, 2016 |
| S••••••••• P••••••• U•••• L•• | Venture Capital Fund | $7.5M | 2 | Mar 30, 2016 |
| S••••••••• P••••••• M• I•• L••no longer reported | Venture Capital Fund | $5.6M | 36 | Mar 30, 2016 |
| A••• S•• T••• L•• | Venture Capital Fund | $5.6M | 9 | Mar 31, 2022 |
| S••••• V••••••• P••••••• M•• L••no longer reported | Venture Capital Fund | $4.1M | 30 | Mar 31, 2015 |
| S••••• V••••••• F••• • A••••••••• L• | Venture Capital Fund | $3.6M | 6 | Mar 31, 2015 |
| A••• R••••••••• I•• L•• | Venture Capital Fund | $3.5M | 7 | Mar 28, 2024 |
| S••••• I••••••••• W•• L••no longer reported | Venture Capital Fund | $3.0M | 1 | Mar 31, 2014 |
| S••••• C•••••• P••••••• D•• L•• | Other Private Fund | $2.8M | 1 | Mar 29, 2018 |
| S••••••••• P••••••• U•• L•• | Venture Capital Fund | $2.5M | 6 | Mar 30, 2016 |
| S••••• V••••••• F••• I•• A••••••••• L• | Venture Capital Fund | $2.4M | 13 | Feb 16, 2017 |
| S••••••••• P••••••• R•• L••no longer reported | Venture Capital Fund | $2.2M | 3 | Mar 30, 2016 |
| A••• S•• A•• L•• | Venture Capital Fund | $174,602 | 22 | Mar 31, 2022 |
| A••• S•• S•• L•• | Venture Capital Fund | $166,704 | 1 | Mar 31, 2022 |
| A••• S•• P•• L•• | Venture Capital Fund | $0 | 67 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• M••••••• J•••• · Chief Compliance Officer And Chief Financial Officercontrolsince 01/2019 · owns less than 5%
- N•••• H•••• M•••• · Co-Founder And Managing Partnercontrolsince 01/2019 · owns 50% to 75%
- S•••••••• S••••• A• · Co-Founder And Managing Partnercontrolsince 01/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- A••• F••• I•• G•• L••pooled vehicle sponsorn
- A••• F••• I• G•• L••pooled vehicle sponsorn
- A••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- A••• S•• M••••••••• L••pooled vehicle sponsorn
- S••••• V••••••• F••• G•• L••pooled vehicle sponsorn
- S••••••••• L••investment advisern
- S••••••••• F••• G•• L••pooled vehicle sponsorn
- S••••••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 5Mar 25, 2025 to Mar 27, 2026
- Employees · 13 to 10Mar 25, 2025 to Mar 27, 2026
- Discretionary RAUM · $689M to $767MMar 25, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $689M to $767MMar 25, 2025 to Mar 27, 2026
- RAUM · $689M to $767MMar 25, 2025 to Mar 27, 2026
- Advisory employees · 8 to 7Apr 16, 2024 to Mar 25, 2025
- Employees · 14 to 13Apr 16, 2024 to Mar 25, 2025
- Financial planning clients · unset to Apr 16, 2024 to Mar 25, 2025
- Private funds · 21 to 19Apr 16, 2024 to Mar 25, 2025
- Discretionary RAUM · $993M to $689MApr 16, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $993M to $689MApr 16, 2024 to Mar 25, 2025
- RAUM · $993M to $689MApr 16, 2024 to Mar 25, 2025
- Accounts · 25 to 19Aug 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 19Aug 31, 2023 to Mar 28, 2024
- Employees · 15 to 14Aug 31, 2023 to Mar 28, 2024
- Private funds · 23 to 21Aug 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $993MAug 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $993MAug 31, 2023 to Mar 28, 2024
- RAUM · $1.1B to $993MAug 31, 2023 to Mar 28, 2024
- Accounts · 24 to 25Oct 19, 2022 to Mar 31, 2023
- Pooled vehicle clients · 24 to 25Oct 19, 2022 to Mar 31, 2023
- Employees · 16 to 15Oct 19, 2022 to Mar 31, 2023
- Private funds · 24 to 23Oct 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.8B to $1.1BOct 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.8B to $1.1BOct 19, 2022 to Mar 31, 2023
- RAUM · $1.8B to $1.1BOct 19, 2022 to Mar 31, 2023
- Accounts · 17 to 24Jan 7, 2022 to Mar 31, 2022
- Pooled vehicle clients · 17 to 24Jan 7, 2022 to Mar 31, 2022
- Legal name · S••••••••• L•• to A•••• L••Jan 7, 2022 to Mar 31, 2022
- Private funds · 17 to 24Jan 7, 2022 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $1.8BJan 7, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $1.8B to $1.8BJan 7, 2022 to Mar 31, 2022
- RAUM · $1.8B to $1.8BJan 7, 2022 to Mar 31, 2022
- Accounts · 12 to 17Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 6 to 8Mar 27, 2020 to Mar 30, 2021
- Business name · A•••• L•• to A•••Mar 27, 2020 to Mar 30, 2021
- Pooled vehicle clients · 12 to 17Mar 27, 2020 to Mar 30, 2021
- Employees · 14 to 16Mar 27, 2020 to Mar 30, 2021
- Private funds · 12 to 17Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $807M to $1.8BMar 27, 2020 to Mar 30, 2021
Signals
10 dated events
- Acme reported RAUM $689.4M, down 31% from $992.8M (2024-04-16 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- K••••• K••••••• M••••• (Chief Compliance Officer) no longer on Schedule A of Acme (listed 2023-05-31, absent 2023-08-31)Aug 31, 2023 · Control person left · inference
- K••••• K••••••• M••••• (Chief Compliance Officer) appeared on Schedule A of AcmeMay 31, 2023 · Control person joined · fact
- William Darren Mooney (Chief Compliance Officer) no longer on Schedule A of Acme (listed 2023-03-31, absent 2023-05-31)May 31, 2023 · Control person left · inference
- Acme reported RAUM $1.1B, down 38% from $1.8B (2022-10-19 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Kevin Kirby Bartlett (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of Acme (listed 2022-03-31, absent 2022-10-19)Oct 19, 2022 · Control person left · inference
- William Darren Mooney (Chief Compliance Officer) appeared on Schedule A of AcmeOct 19, 2022 · Control person joined · fact
- Mosad Hany Nada (Co-Founder And Managing Partner) appeared on Schedule A of AcmeJan 7, 2022 · Control person joined · fact
- Acme reported RAUM $1.8B, up 126% from $807.2M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- S••••••••• L•• filed its initial SEC registration (Form ADV)Feb 16, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Acme · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/acme-vc/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/sherpaventures/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••.VCreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1-415-805-8500reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026