DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••• I••• L•••
Private Equity Fundadvised byS•••• P•••• C•••••• L••asset manager805-3027432519no longer reportedIAPD
Gross asset value
$15.4M
as of Jul 23, 2018; not a fund size
Peak GAV
$1.3B
highest filing
Owners
60
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
46%
Reported
10 filings
Feb 14, 2012 to Jul 23, 2018
Reporting history
one row per Form ADV filing
Gross asset value$15.4M as of Jul 23, 2018
Feb 14, 2012$1.1B then
Owners60 as of Jul 23, 2018
Feb 14, 201259 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-61468reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan ChaseNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- T•••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons