DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• P•••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$68B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
121
104 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
59
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$68B as of Mar 31, 2026
Apr 1, 2013$7.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)121 as of Mar 31, 2026
Apr 1, 201346 then
Private funds59 as of Mar 31, 2026
Apr 1, 201318 then
RAUM +19% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $45B, 59 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$68B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 59reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $45B for 59 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
51 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• V••• L••• | Private Equity Fund | $7.9B | 132 | Mar 31, 2017 |
| T•••••• I•• L••• | Private Equity Fund | $6.3B | 151 | Mar 31, 2022 |
| T•••••• V•••• L••• | Private Equity Fund | $6.1B | 129 | Mar 30, 2020 |
| T•••••• I• P••••••• F•••• L••• | Private Equity Fund | $4.5B | 76 | Mar 31, 2022 |
| T•••••• V•• P••••••• F•••• L••• | Private Equity Fund | $3.8B | 47 | Mar 31, 2017 |
| T•••••• V••• P••••••• F•••• L••• | Private Equity Fund | $3.8B | 59 | Mar 30, 2020 |
| T•••••• V•• L••• | Private Equity Fund | $2.6B | 134 | Mar 31, 2014 |
| T•••••• V• P••••••• F•••• L••• | Private Equity Fund | $1.9B | 43 | Mar 31, 2014 |
| T••••• C•••••••• C•••••••• L• | Private Equity Fund | $1.5B | 87 | Mar 31, 2022 |
| T•••••• V• L••• | Private Equity Fund | $1.3B | 147 | Feb 14, 2012 |
| T••••• C••••••••• L• | Private Equity Fund | $1.1B | 39 | Jan 6, 2021 |
| T•••••• V• P••••••• F•••• L••• | Private Equity Fund | $945M | 45 | Feb 14, 2012 |
| T•••••• V•• C••••••••• L• | Private Equity Fund | $842M | 36 | Mar 29, 2019 |
| T••• C••••••••• L• | Private Equity Fund | $731M | 5 | Mar 30, 2016 |
| T••••• S•••••• C•••••••• L• | Private Equity Fund | $635M | 19 | Mar 31, 2022 |
| C•••• S••••• P••••••• L• | Private Equity Fund | $593M | 2 | Mar 31, 2022 |
| T••• B•••• C•••••••• L• | Private Equity Fund | $449M | 23 | Mar 31, 2023 |
| T•••••• I• P••••••••• F•••• L••• | Private Equity Fund | $448M | 153 | Mar 31, 2022 |
| T••••• M•••••• C•••••••• L• | Private Equity Fund | $418M | 29 | Mar 31, 2022 |
| T•••••• V•• P••••••••• F•••• L••• | Private Equity Fund | $392M | 69 | Mar 31, 2017 |
| T•••••• V••• P••••••••• F•••• L••• | Private Equity Fund | $372M | 106 | Mar 30, 2020 |
| T••• B•••••••• C•••••••• L• | Private Equity Fund | $369M | 10 | Mar 29, 2024 |
| T•••••• I•• L•••no longer reported | Private Equity Fund | $290M | 71 | Feb 14, 2012 |
| T••• F•••••••• C••••••••• L• | Private Equity Fund | $283M | 6 | Mar 29, 2024 |
| T•••••• I•• L••• | Private Equity Fund | $259M | 108 | Feb 14, 2012 |
| T•••••• V•• A••••••••• F•••• L••• | Private Equity Fund | $245M | 90 | Mar 31, 2017 |
| T••• T• C•••••••• L• | Private Equity Fund | $198M | 4 | Mar 31, 2023 |
| T••• F•••••••• C••••••••• L• | Private Equity Fund | $163M | 4 | Mar 29, 2024 |
| T••• F•••••••• C••••••••• L• | Private Equity Fund | $156M | 2 | Mar 29, 2024 |
| T•••••• V• P••••••••• F•••• L••• | Private Equity Fund | $145M | 41 | Mar 31, 2014 |
| T••• C•••••••• • S• L• | Private Equity Fund | $117M | 2 | Mar 31, 2022 |
| T•••••• V• A••••••••• F•••• L••• | Private Equity Fund | $95.3M | 75 | Mar 31, 2014 |
| T•••••• V••• D• P••••••• F•••• L••• | Private Equity Fund | $80.2M | 15 | Mar 30, 2020 |
| T•••••• V•• D• P••••••• F•••• L••• | Private Equity Fund | $65.9M | 3 | Mar 31, 2017 |
| T•••••• V• P••••••••• F•••• L••• | Private Equity Fund | $62.0M | 39 | Feb 14, 2012 |
| T•••••• V• N•• C•••••••• L•no longer reported | Private Equity Fund | $61.6M | 6 | Mar 29, 2019 |
| T•••••• V• D• P••••••• F•••• L••• | Private Equity Fund | $43.2M | 3 | Mar 31, 2014 |
| T•••••• V• A••••••••• F•••• L••• | Private Equity Fund | $21.9M | 32 | Feb 14, 2012 |
| T•••••• I••• L•••no longer reported | Private Equity Fund | $15.4M | 60 | Feb 14, 2012 |
| M•••• • M••••••• C•••••• P••••••••• F•••• L•••no longer reported | Private Equity Fund | $8.1M | 28 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J••••• D••••• · Co-Ceo And Member Of S•• F•••• P••••••• L••controlsince 05/2005 · owns less than 5%
- D••••• C••••••• A••••• · Chairman, Co-Ceo And Member Of S•• F•••• P••••••• L••controlsince 05/2005 · owns less than 5%
- D•••••• S••••• A• · Chief Financial Officercontrolsince 01/2022 · owns less than 5%
- F•••••••• S••••••• N•• · Senior Chairman And Member Of S•• F•••• P••••••• L••controlsince 05/2005 · owns less than 5%
- G••••••••• J••••••••• M••••••• · Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
- W••••••• D••••• J•• · Co-President, General Counsel, Chief Operating Officer And Member Of S•• F•••• P••••••• L••controlsince 05/2005 · owns less than 5%
- Z•••••• N••••••• D•••• · Co-President, Chief Investment Officer And Member Of S•• F•••• P••••••• L••controlsince 05/2005 · owns less than 5%
- D••••• C••••••• A••••• · Member Of S•• F•••• P••••••• L••controlsince 12/2013 · owns 25% to 50% of S•• F•••• P••••••• L••
Entity owners
- S•• F•••• P••••••• L•• · Owner Of Class A Common Units Of S•••• P•••• C•••••• L••direct · owns 75% or more
- T•• P••••• I••••••••• F•• S••••• S••••••• · Limited Partner Of W•••• G••••• H••••••• L•••indirect · owns 75% or more of W•••• G••••• H••••••• L•••
- T•• P••••• I••••••••• F•• S••••• S••••••• · Shareholder Of W•••• I••••••••• I••••••••• C•••••• K•••••••indirect · owns 75% or more of W•••• I••••••••• I••••••••• C•••••• K•••••••
- W• G••••• H••••••• G• L••• · General Partner Of W•••• G•••• L•••indirect · owns F of W•••• G•••• L•••
- W•••• F•••••••• • M••••••••• S••••••• L••• · Shareholder Of W••••• H••••••• G• L••.indirect · owns 75% or more of W••••• H••••••• G• L••
- W•••• G•••• L••• · General Partner Of W•• G••••• H••••••• L•••indirect · owns F of W•• G••••• H••••••• L•••
- W•••• G•••• L••• · General Partner Of W•••• G••••• H••••••• I•• L•indirect · owns F of W•••• G••••• H••••••• I•• L•
- W•••• G•••• L••• · General Partner Of W•••• G••••• H••••••• L•••indirect · owns F of W•••• G••••• H••••••• L•••
- W•••• G•••• L••• · General Partner Of W•••• G•••••• A••••••••• L•••indirect · owns F of W•••• G•••••• A••••••••• L•••
- W•••• G•••• L••• · General Partner Of W••••• H••••••• I• L•indirect · owns F of W••••• H••••••• I• L•
- W•••• G••••• H••••••• I•• L• · Limited Partner Of W•••• G•••••• A••••••••• L•••indirect · owns 25% to 50% of W•••• G•••••• A••••••••• L•••
- W•••• G••••• H••••••• L••• · Shareholder Of W•••• G•••••• H••••••• I•••indirect · owns 75% or more of W•••• G•••••• H••••••• I•••
- W•••• G••••• H••••••• L••• · Shareholder Of W•••• M••••• H••••••• L•••indirect · owns 75% or more of W•••• M••••• H••••••• L•••
- W•••• G•••••• H••••••• I•• I••• · Limited Partner Of W•••• G••••• H••••••• I•• L•indirect · owns 50% to 75% of W•••• G••••• H••••••• I•• L•
- W•••• G•••••• H••••••• I••• · Limited Partner Of W••••• H••••••• I• L•indirect · owns 25% to 50% of W••••• H••••••• I• L•
- W•••• I••• · Shareholder Of W• G••••• H••••••• G• L•••indirect · owns 75% or more of W• G••••• H••••••• G• L•••
- W•••• I••••••••• I••••••••• C•••••• K••••••• · Shareholder Of W•••• I•••••••• C••••••••• L•••indirect · owns 75% or more of W•••• I•••••••• C••••••••• L•••
- W•••• I•••••••• C••••••••• L••• · Shareholder Of W•••• F•••••••• • M••••••••• S••••••• L•••indirect · owns 75% or more of W•••• F•••••••• • M••••••••• S••••••• L•••
- W•••• I•••••••• C••••••••• L••• · Shareholder Of W•••• I•••indirect · owns 75% or more of W•••• I•••
- W•••• I•••••••• C••••••••• L••• · Limited Partner Of W•• G••••• H••••••• L•••indirect · owns 75% or more of W•• G••••• H••••••• L•••
Related persons
Schedule D 7.A
- L•••••• C•••••• L••investment advisern
- O••••••• P•••• G•• L••investment adviserpooled vehicle sponsorn
- S•••• P•••• C•••••• M••••••••• L•investment advisernRAUM $37B
- S•• A••••• P•••• G•• L••investment adviserpooled vehicle sponsorn
- S•• C•••••• M•••••• L••broker-dealern
- S•• L••••• C••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S•• O••• F••• G•• L•••investment adviserpooled vehicle sponsorn
- S•• O••• F••• I• G•• L•••investment adviserpooled vehicle sponsorn
- S•••• P•••• C••••• A•••••• L••investment advisernRAUM $11B
- S•••• P•••• G• L•••investment adviserpooled vehicle sponsory
- T•••••• C•••••• I•• L•••investment adviserpooled vehicle sponsorn
- T•••••• C•••••• I•• L•••investment adviserpooled vehicle sponsorn
- T•••••• C•••••• V•••• L•••investment adviserpooled vehicle sponsorn
- T•••••• C•••••• V• L•••investment adviserpooled vehicle sponsorn
- T•••••• C•••••• V•• L•••investment adviserpooled vehicle sponsorn
- T•••••• C•••••• V••• L•••investment adviserpooled vehicle sponsorn
- T•••••• C•••••• V•••• L•••investment adviserpooled vehicle sponsorn
Advisers that list S•••• P•••• C•••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL4 employees
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 45 to 59Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 103 to 104Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 14 to 13Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 45 to 59Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $41B to $45BMar 31, 2025 to Mar 31, 2026
- Employees · 122 to 121Mar 31, 2025 to Mar 31, 2026
- Private funds · 45 to 59Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $57B to $68BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $57B to $68BMar 31, 2025 to Mar 31, 2026
- RAUM · $57B to $68BMar 31, 2025 to Mar 31, 2026
- Accounts · 39 to 45Jul 3, 2024 to Mar 31, 2025
- Advisory employees · 97 to 103Jul 3, 2024 to Mar 31, 2025
- BD registered reps · 11 to 14Jul 3, 2024 to Mar 31, 2025
- Pooled vehicle clients · 39 to 45Jul 3, 2024 to Mar 31, 2025
- Assets in custody · $40B to $41BJul 3, 2024 to Mar 31, 2025
- Employees · 112 to 122Jul 3, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 3, 2024 to Mar 31, 2025
- Private funds · 39 to 45Jul 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $48B to $57BJul 3, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $48B to $57BJul 3, 2024 to Mar 31, 2025
- RAUM · $48B to $57BJul 3, 2024 to Mar 31, 2025
- Accounts · 35 to 39Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 87 to 97Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 9 to 11Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 35 to 39Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $34B to $40BMar 31, 2023 to Mar 29, 2024
- Employees · 103 to 112Mar 31, 2023 to Mar 29, 2024
- Private funds · 35 to 39Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $45B to $48BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $45B to $48BMar 31, 2023 to Mar 29, 2024
- RAUM · $45B to $48BMar 31, 2023 to Mar 29, 2024
- Accounts · 34 to 35May 13, 2022 to Mar 31, 2023
- Advisory employees · 86 to 87May 13, 2022 to Mar 31, 2023
- BD registered reps · 10 to 9May 13, 2022 to Mar 31, 2023
- Pooled vehicle clients · 34 to 35May 13, 2022 to Mar 31, 2023
- Assets in custody · $34B to $34BMay 13, 2022 to Mar 31, 2023
- Employees · 93 to 103May 13, 2022 to Mar 31, 2023
- Private funds · 34 to 35May 13, 2022 to Mar 31, 2023
- Discretionary RAUM · $44B to $45BMay 13, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $44B to $45BMay 13, 2022 to Mar 31, 2023
Signals
4 dated events
- S•••• P•••• C•••••• L•• reported RAUM $44.3B, up 61% from $27.5B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A. Sally Devino (Chief Financial Officer) appeared on Schedule A of S•••• P•••• C•••••• L••Mar 31, 2022 · Control person joined · fact
- A (Mi Only) Richard Goldman (Chief Financial Officer) no longer on Schedule A of S•••• P•••• C•••••• L•• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- S•••• P•••• C•••••• L•• reported RAUM $25.7B, up 44% from $17.9B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••• P•••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••• P•••• C•••••• L•• · Private Equityshared crd · organization
- S•••• P•••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/S••••-P••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-862-2900reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026