DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••• D••••••••• A•••• M••••• F••• L•
Gross asset value
$3.7B
as of Jun 24, 2024; not a fund size
Peak GAV
$4.2B
highest filing
Owners
133
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
24%
fund-of-funds interests
Non-US owners
11%
Reported
12 filings
Feb 7, 2020 to Jun 24, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.7B as of Jun 24, 2024
Feb 7, 2020$124M then
Owners133 as of Jun 24, 2024
Feb 7, 202028 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 29% of the adviser's clients investedreported
- Form D file number
- 021-347066reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of MontrealToronto, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Bmo Harris Bank, N.A.Chicago, Illinois
- Bnp Paribas Securities Corp.New York, New York
- Bofa Securities Europe S.A.Paris, France · LEI 549300FH0WJAPEHTIQ77
- Bofa Securities, Inc.New York, New York
- Citi Bank, National AssociationNew York, New York · LEI E57ODZWZ7FF32TWEFA76
- Clear Street Derivatives LLCNew York, New York · LEI 549300DPEDN3YY2IMW76
- Clear Street LLCNew York, New York
- Cowen And CompanyNew York, New York
- Curvature Securities LLCChatham, New Jersey
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalCanary Wharf, United Kingdom
- Guotai Junan Financial Products LimitedHong Kong, Hong Kong · LEI 2138004BUVPTZJH1ET87
- Interactive Brokers LLCGreenwich, Connecticut
- J.P. Morgan Securities LLCNew York, New York
- J.P. Morgan Securities PlcCanary Wharf, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- Jefferies Financial Services Inc.London, United Kingdom · LEI O26QTPAJC1X7058KCW11
- JP Morgan Chase Bank NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Macquarie Bank LimitedSydney, Australia · LEI 4ZHCHI4KYZG2WVRT8631
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons