DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• F••• M•••••••••
Legal name B••••••• F••• M••••••••• L••
Latest filing Aug 7, 2026
First filing on the tape Jun 26, 2014 · 28 filings
SEC status approved since Jul 2, 2014
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
18 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
4
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$18B as of Aug 7, 2026
Mar 31, 2015$483M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 7, 2026
Mar 31, 20150 then
Employees (5.A)57 as of Aug 7, 2026
Mar 31, 20157 then
Private funds4 as of Aug 7, 2026
Mar 31, 20155 then
RAUM +24% over the last fiscal year+17% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.6BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $9.9B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.9B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••• A••••••• R••••• S••••••••• L• | Hedge Fund | $7.9B | 493 | Mar 31, 2015 |
| B••••••• D••••••••• A•••• M••••• F••• L• | Hedge Fund | $3.7B | 133 | Feb 7, 2020 |
| B••••••• M••••••••• F•••• L••no longer reported | Hedge Fund | $296M | 1 | Mar 28, 2014 |
| I••••••• O••••••••• P••••••• L••no longer reported | Hedge Fund | $133M | 1 | Mar 31, 2015 |
| B••••••• H••••• F•••• L•no longer reported | Hedge Fund | $116M | 7 | Apr 2, 2012 |
| S•••••• F••••• F•••• L•no longer reported | Private Equity Fund | $8.1M | 2 | Apr 2, 2012 |
| L•••• 3• C•••••• F••• L•no longer reported | Hedge Fund | $7.7M | 10 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D•••••• L•• · Chief Financial Officercontrolsince 11/2011 · owns less than 5%
- B•••• I••• G•••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- G••••• A••• L•••• · Managing Membercontrolsince 11/2011 · owns 75% or more
- L••••• D••• S••••• · General Counselcontrolsince 04/2021 · owns less than 5%
- W•••••• C••••••• M•••••• · Chief Operating Officercontrolsince 07/2023 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• G• I• L••pooled vehicle sponsorn
- B••••••• H••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Harrison, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 27, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +3.0% (487 comparable advisers, 98.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 98% percentile
What changed
consecutive filings, newest first
- Other offices · 2 to 3Jun 4, 2026 to Aug 7, 2026
- Accounts · 7 to 11Aug 27, 2025 to Mar 27, 2026
- Advisory employees · 16 to 18Aug 27, 2025 to Mar 27, 2026
- Pooled vehicle clients · 7 to 11Aug 27, 2025 to Mar 27, 2026
- Assets in custody · $7.3B to $9.9BAug 27, 2025 to Mar 27, 2026
- Employees · 43 to 57Aug 27, 2025 to Mar 27, 2026
- Private funds · 3 to 4Aug 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $15B to $18BAug 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $15B to $18BAug 27, 2025 to Mar 27, 2026
- RAUM · $15B to $18BAug 27, 2025 to Mar 27, 2026
- Private funds · 2 to 3Mar 28, 2025 to Aug 27, 2025
- Advisory employees · 10 to 16Jun 24, 2024 to Mar 28, 2025
- Assets in custody · $6.4B to $7.3BJun 24, 2024 to Mar 28, 2025
- Employees · 28 to 43Jun 24, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 24, 2024 to Mar 28, 2025
- Other offices · 1 to 2Jun 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $12B to $15BJun 24, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $12B to $15BJun 24, 2024 to Mar 28, 2025
- RAUM · $12B to $15BJun 24, 2024 to Mar 28, 2025
- Related adviser · false to trueJun 24, 2024 to Mar 28, 2025
- Accounts · 9 to 7Jul 7, 2023 to Mar 28, 2024
- Advisory employees · 11 to 10Jul 7, 2023 to Mar 28, 2024
- Assets in custody · $6.0B to $6.4BJul 7, 2023 to Mar 28, 2024
- Discretionary RAUM · $11B to $12BJul 7, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $11B to $12BJul 7, 2023 to Mar 28, 2024
- RAUM · $11B to $12BJul 7, 2023 to Mar 28, 2024
- Advisory employees · 7 to 11May 4, 2022 to Mar 30, 2023
- Assets in custody · $2.9B to $6.0BMay 4, 2022 to Mar 30, 2023
- Employees · 19 to 28May 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $5.6B to $11BMay 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $5.6B to $11BMay 4, 2022 to Mar 30, 2023
- RAUM · $5.6B to $11BMay 4, 2022 to Mar 30, 2023
- Related bank · true to falseMay 4, 2022 to Mar 30, 2023
- Other offices · 0 to 1Mar 29, 2022 to May 4, 2022
- Accounts · 7 to 9Apr 29, 2021 to Mar 29, 2022
- Advisory employees · 10 to 7Apr 29, 2021 to Mar 29, 2022
- Assets in custody · $1.8B to $2.9BApr 29, 2021 to Mar 29, 2022
- Employees · 14 to 19Apr 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $3.7B to $5.6BApr 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $3.7B to $5.6BApr 29, 2021 to Mar 29, 2022
Signals
13 dated events
- Gregory Ian Byrd (Chief Compliance Officer) appeared on Schedule A of B••••••• F••• M•••••••••Mar 28, 2024 · Control person joined · fact
- Gerald Scott Mahoney (Chief Operating Officer) no longer on Schedule A of B••••••• F••• M••••••••• (listed 2023-03-30, absent 2023-07-07)Jul 7, 2023 · Control person left · inference
- Michael Charles Weaver (Chief Operating Officer) appeared on Schedule A of B••••••• F••• M•••••••••Jul 7, 2023 · Control person joined · fact
- B••••••• F••• M••••••••• reported RAUM $11.2B, up 101% from $5.6B (2022-05-04 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- B••••••• F••• M••••••••• reported RAUM $5.6B, up 53% from $3.7B (2021-04-29 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Scott Gerald Mahoney (Chief Operating Officer) appeared on Schedule A of B••••••• F••• M•••••••••Mar 29, 2022 · Control person joined · fact
- Peter Bremberg (Chief Operating Officer Of Registrant) no longer on Schedule A of B••••••• F••• M••••••••• (listed 2021-04-29, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Befanis Carol O'Donnell (General Counsel) no longer on Schedule A of B••••••• F••• M••••••••• (listed 2021-03-31, absent 2021-04-29)Apr 29, 2021 · Control person left · inference
- Dov Steven Lando (General Counsel) appeared on Schedule A of B••••••• F••• M•••••••••Apr 29, 2021 · Control person joined · fact
- B••••••• F••• M••••••••• reported RAUM $3.7B, up 126% from $1.6B (2020-05-05 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- B••••••• F••• M••••••••• reported RAUM $1.6B, up 70% from $955.4M (2020-02-07 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Befanis Carol O'Donnell (General Counsel) appeared on Schedule A of B••••••• F••• M•••••••••Mar 30, 2020 · Control person joined · fact
- B••••••• F••• M••••••••• filed its initial SEC registration (Form ADV)Jun 26, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••• F••• M••••••••• · Private Equityshared crd · organization
- B••••••• F••• M••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- BBAYMGMT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-332-2676reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026