DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

O•• E••••••• P•••••••• O••••••••• F•••• L•••

Hedge Fundadvised byO•••••• C•••••• M••••••••• L•••asset manager805-3291960458no longer reportedIAPD
Gross asset value
$112M
as of Feb 22, 2017; not a fund size
Peak GAV
$706M
highest filing
Owners
103
beneficial owners reported
Minimum investment
$4.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
27%
Reported
38 filings
Mar 30, 2012 to Feb 22, 2017
Reporting history
one row per Form ADV filing
Gross asset value$112M as of Feb 22, 2017
Mar 30, 2012$706M then
Owners103 as of Feb 22, 2017
Mar 30, 201277 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-87765reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon Asset Servicing
    Brooklyn, New York
  • Ing Luxembourg Sa
    Luxembourg, Luxembourg
  • Joh Berenberg Gossler & Co Kg
    Hamburg, Germany
  • JP Morgan Securities Plc
    London, United Kingdom
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
4.0%reportedadviser and related persons