DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• T•••••• C•••••• L•••••• O• B••••• O• T•• T•• P•••••• F•••
Private Equity Fundadvised byS•••••• G••• A••••••• L••asset manager805-3297441274no longer reportedIAPD
Gross asset value
$161M
as of Apr 16, 2019; not a fund size
Peak GAV
$161M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
2 filings
Mar 29, 2019 to Apr 16, 2019
Reporting history
one row per Form ADV filing
Gross asset value$161M as of Apr 16, 2019
Mar 29, 2019$161M then
Owners1 as of Apr 16, 2019
Mar 29, 20191 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- United Kingdomreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- JP MorganNew York, New York
Across DFX
shared identifiers only
- T•• T•••••• C•••••• L•••••• o• B••••• o• t•• T•• P•••••• F••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons