DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• G••• A••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Nov 16, 2011 · 34 filings
SEC status approved since Jul 6, 1995
RAUM
$18B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
130
71 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
139
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$18B as of Mar 25, 2026
Mar 30, 2012$9.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Apr 1, 20130 then
Employees (5.A)130 as of Mar 25, 2026
Apr 1, 201383 then
Private funds139 as of Mar 25, 2026
Mar 30, 201274 then
RAUM +8.2% over the last fiscal year+3.2% a year over threeIARs 0 to 0offices 11 to 13
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $125MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B68%
- Pension and profit-sharing plans$5.4B30%
- Corporations and businesses$427M2.3%
- Charitable organizations$13.1M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 27reported
- Charitable clients
- 3reported
- Accounts
- 146reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.68 institutional_share=0.3 related_bd=true related_bank=true bd_reps=16.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
190 reported on Schedule D 7.B.(1)
All funds of S•••••• G••• A••••••• L••
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••••• J•••• · Co-Managing Partner And Chief Operating Officer; Partner Of Holding Company And Its General Partnercontrolsince 03/2000 · owns less than 5%
- G•••• A•••••• J••••• · Co-Managing Partner And Chief Investment Officer; Partner Of Holding Company And Its General Partnercontrolsince 12/1995 · owns less than 5%
- S••••••• G•••••• W•••••• · Executive Chairman; Partner Of Holding Company And Its General Partnercontrolsince 12/1995 · owns less than 5%
- B••••• K••••••• J•••• · Partnercontrolsince 10/2009 · owns F of S•••••• G••• • C••••••• L•
- B••••• K••••••• J•••• · Voting Interest Holdercontrolsince 10/2009 · owns F of S•••••• G••• H••••••• G•• L••
- G•••• A•••••• J••••• · Partnercontrolsince 10/2009 · owns 25% to 50% of S•••••• G••• • C••••••• L•
- G•••• A•••••• J••••• · Voting Interest Holdercontrolsince 10/2009 · owns 25% to 50% of S•••••• G••• H••••••• G•• L••
- S••••••• G•••••• W•••••• · Voting Interest Membercontrolsince 10/2009 · owns 25% to 50% of S•••••• G••• H••••••• G•• L••
- S••••••• G•••••• W•••••• · Partnercontrolsince 10/2009 · owns 25% to 50% of S•••••• G••• • C••••••• L•
- P•••••••• M••••••• A••• · Managing D•••••Or, Chief Compliance Officersince 03/2021 · owns less than 5%
Entity owners
- S•••••• G••• • C••••••• L• · Ownerdirect · owns 75% or more
- S•••••• G••• H••••••• G•• L•• · General Partnerindirect · owns F of S•••••• G••• • C••••••• L•
Related persons
Schedule D 7.A
- R•• C•••••• P•••••••• L••investment advisernRAUM $234M
- S•••••• G••••• G•• L••bankpooled vehicle sponsorn
- S• B• P••••••••• C••••••••• G•• L••bankpooled vehicle sponsorn
- S• B• C••••••••• G•• L••bankpooled vehicle sponsorn
- S• C••••• C••••••••• F••• G•• L••bankpooled vehicle sponsorn
- S• D•••• E••••• C••••••••• G•• L••bankpooled vehicle sponsorn
- S• D•••• E••••• C••••••••• I• G•• L••bankpooled vehicle sponsorn
- S• E••••• M•••••••• C••••••••• G•• L••bankpooled vehicle sponsorn
- S• H•••••• H••••••• G•• L••pooled vehicle sponsorn
- S• M•••• H••••••• G•• L••pooled vehicle sponsorn
- S• P••••••••• C••••••••• G•• L••bankpooled vehicle sponsorn
- S••• ••• 8•• L••pooled vehicle sponsorn
- S••••••• I•••pooled vehicle sponsorn
- S••••••• R••••••••• O••••• O• S•••••• G••• S••••••• L••investment advisern
- S•••••• G••• •••• K•••• L••••••investment advisern
- S•••••• G••• ••••••••• P••• L•••investment advisern
- S•••••• G••• A••••••• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• A••••••• I• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• A•• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• A• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••• I••• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••••• S•••••• S••••••••• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••••• S•••••• S••••••••• I• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••• I• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••• I•• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• B••• I•• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• C••••••• L•pooled vehicle sponsorn
- S•••••• G••• C••••• G•• L••bankpooled vehicle sponsorn
- S•••••• G••• C•••••• G•• L••bankpooled vehicle sponsorn
Advisers that list S•••••• G••• A••••••• L•• as a related person
- 160913 n
Offices
Schedule D 1.F, the 25 largest
- Boston, MA14 employees
- Sao Paolo, Brazil7 employees
- S•••••••, China4 employees
- Mumbai, India3 employees
- West Palm Beach, FL1 employees
- Ponte Vedra Beach, FL1 employees
- S••••••••, Singapore1 employees
- Sugar Land, TX1 employees
- Central, Hong Kong
- Seoul, Korea, South
- Tokyo, Japan
What changed
consecutive filings, newest first
- Accounts · 155 to 146Nov 3, 2025 to Mar 25, 2026
- Advisory employees · 66 to 71Nov 3, 2025 to Mar 25, 2026
- BD registered reps · 19 to 16Nov 3, 2025 to Mar 25, 2026
- Corporate clients · 7 to 6Nov 3, 2025 to Mar 25, 2026
- Pension plan clients · 29 to 27Nov 3, 2025 to Mar 25, 2026
- Pooled vehicle clients · 116 to 110Nov 3, 2025 to Mar 25, 2026
- Employees · 125 to 130Nov 3, 2025 to Mar 25, 2026
- Private funds · 148 to 139Nov 3, 2025 to Mar 25, 2026
- Discretionary RAUM · $15B to $17BNov 3, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $1.5B to $1.3BNov 3, 2025 to Mar 25, 2026
- Pension RAUM · $4.7B to $5.4BNov 3, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $12B to $12BNov 3, 2025 to Mar 25, 2026
- RAUM · $17B to $18BNov 3, 2025 to Mar 25, 2026
- Other offices · 12 to 13May 6, 2025 to Nov 3, 2025
- Financial planning clients · unset to Mar 26, 2025 to May 6, 2025
- Other offices · 11 to 12Mar 26, 2025 to May 6, 2025
- Accounts · 149 to 155Jan 8, 2025 to Mar 26, 2025
- Advisory employees · 63 to 66Jan 8, 2025 to Mar 26, 2025
- BD registered reps · 15 to 19Jan 8, 2025 to Mar 26, 2025
- Pension plan clients · 28 to 29Jan 8, 2025 to Mar 26, 2025
- Pooled vehicle clients · 106 to 116Jan 8, 2025 to Mar 26, 2025
- Employees · 113 to 125Jan 8, 2025 to Mar 26, 2025
- Private funds · 138 to 148Jan 8, 2025 to Mar 26, 2025
- Discretionary RAUM · $15B to $15BJan 8, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $1.4B to $1.5BJan 8, 2025 to Mar 26, 2025
- Pension RAUM · $4.6B to $4.7BJan 8, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $11B to $12BJan 8, 2025 to Mar 26, 2025
- RAUM · $17B to $17BJan 8, 2025 to Mar 26, 2025
- Pooled vehicle clients · 111 to 106Jun 21, 2024 to Jan 8, 2025
- Private funds · 143 to 138Jun 21, 2024 to Jan 8, 2025
- Accounts · 147 to 149Nov 21, 2023 to Mar 26, 2024
- Advisory employees · 62 to 63Nov 21, 2023 to Mar 26, 2024
- BD registered reps · 11 to 15Nov 21, 2023 to Mar 26, 2024
- Pension plan clients · 29 to 28Nov 21, 2023 to Mar 26, 2024
- Pooled vehicle clients · 108 to 111Nov 21, 2023 to Mar 26, 2024
- Employees · 103 to 113Nov 21, 2023 to Mar 26, 2024
- Private funds · 142 to 143Nov 21, 2023 to Mar 26, 2024
- Discretionary RAUM · $15B to $15BNov 21, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $1.5B to $1.4BNov 21, 2023 to Mar 26, 2024
- Pension RAUM · $3.9B to $4.6BNov 21, 2023 to Mar 26, 2024
Signals
1 dated events
- Paul Donald Spencer (Managing Director; Senior Advisor; Partner Of Holding Company And Its General Partner) no longer on Schedule A of S•••••• G••• A••••••• L•• (listed 2022-03-28, absent 2022-12-05)Dec 5, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- S•••••• G••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••• G••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S••••••G•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-332-5100reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S•••••• G••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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