DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••••• F•••••• I•••••••• L••
Gross asset value
$65.9M
as of Jan 13, 2024; not a fund size
Peak GAV
$108M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Jun 27, 2013 to Jan 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$65.9M as of Jan 13, 2024
Jun 27, 2013$2.1M then
Owners12 as of Jan 13, 2024
Jun 27, 201313 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-289693reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Broadridge Corporate Issuer Solutions, Inc.Brentwood, New York
- Computershare Trust Company, N.A.Louisville, Kentucky · LEI 2549001YYB62BVMSAO13
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Intl Fcstone Markets, LLCNew York, New York · LEI Y4ZLLK11NDZZ8YBSVF78
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons