DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• C•••••• L•
Latest filing May 20, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Dec 19, 1997
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
39
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.7B as of May 20, 2026
Mar 30, 2012$6.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 30, 20120 then
Employees (5.A)39 as of May 20, 2026
Mar 28, 201375 then
Private funds13 as of May 20, 2026
Mar 30, 201222 then
RAUM +32% over the last fiscal year-2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.6B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
59 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• S••••••• T•••••• L•••••• | Hedge Fund | $869M | 75 | Mar 30, 2012 |
| W•••••• S••••••• I•••••••• L••no longer reported | Hedge Fund | $799M | 285 | Mar 30, 2012 |
| W•••••• C••••••• I•••••••• L••no longer reported | Hedge Fund | $708M | 134 | Mar 30, 2012 |
| C••••••• I••••••••• F••• L••••••no longer reported | Hedge Fund | $623M | 17 | Mar 29, 2018 |
| S••••••• I••••••••• F••• L••••••no longer reported | Hedge Fund | $567M | 18 | Mar 29, 2018 |
| W•••••• O••••••• C••••••• F••• L••••••no longer reported | Hedge Fund | $561M | 62 | Feb 12, 2013 |
| W•••••• S••••••• F•••• L•••no longer reported | Hedge Fund | $556M | 169 | Feb 12, 2013 |
| W•••••• O••••••• S••••••• F•••no longer reported | Hedge Fund | $345M | 134 | Feb 12, 2013 |
| W•••••• C••••••• T•••••• L•••••• | Hedge Fund | $343M | 32 | Mar 30, 2012 |
| M•••••• E••••• H••••••• L••no longer reported | Other Private Fund | $274M | 27 | Mar 29, 2018 |
| W•••••• C••••••• F•••• L•••no longer reported | Hedge Fund | $253M | 83 | Feb 12, 2013 |
| M•••••• E••••• H••••••• 2• L••no longer reported | Other Private Fund | $217M | 20 | Mar 29, 2018 |
| D•••••• T•••••• L•••••• | Hedge Fund | $162M | 26 | Mar 30, 2012 |
| K•••• I•••••••• L••no longer reported | Private Equity Fund | $136M | 158 | Mar 30, 2012 |
| L••••• I•••••••• L••no longer reported | Private Equity Fund | $109M | 159 | Mar 30, 2012 |
| T•••• I•••••••• L••no longer reported | Private Equity Fund | $102M | 93 | Mar 30, 2012 |
| I••• I•••••••• L••no longer reported | Private Equity Fund | $100M | 122 | Mar 30, 2012 |
| W•••••• F•••••• T•••••• L•••••• | Hedge Fund | $90.6M | 9 | Mar 28, 2024 |
| W•••••• L••• T••• E••••• I•••••••• L•• | Hedge Fund | $71.4M | 7 | Nov 7, 2016 |
| W•••••• F•••••• I•••••••• L•• | Hedge Fund | $65.9M | 12 | Jun 27, 2013 |
| W•••••• C••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $56.6M | 50 | Feb 12, 2013 |
| W•••••• P••••••• 1•• L••• | Private Equity Fund | $43.9M | 163 | Mar 27, 2020 |
| W•••••• V••• H••••••• L•• | Other Private Fund | $40.8M | 105 | Mar 24, 2022 |
| A•••• I•••••••• L••no longer reported | Private Equity Fund | $40.2M | 17 | Mar 30, 2012 |
| D•••••• I•••••••• L••no longer reported | Hedge Fund | $38.9M | 56 | Mar 30, 2012 |
| C••••• I••••••••• F••• L••••••no longer reported | Hedge Fund | $38.5M | 13 | Mar 28, 2019 |
| W•••••• P••••••• V•••• L••• | Private Equity Fund | $30.3M | 98 | Mar 27, 2020 |
| W•••••• P••••••• 9• L••• | Private Equity Fund | $28.6M | 128 | Mar 27, 2020 |
| C••••••• I•••••••• L••no longer reported | Private Equity Fund | $28.0M | 123 | Mar 30, 2012 |
| I••••••• I•••••••• L••no longer reported | Private Equity Fund | $27.1M | 105 | Mar 30, 2012 |
| W•••••• V••• H••••••• C•• L•••••• | Other Private Fund | $26.7M | 74 | Mar 24, 2022 |
| W•••••• P••••••• 1•• L••• | Private Equity Fund | $21.9M | 148 | Mar 27, 2020 |
| T••••• I•••••••• L••no longer reported | Private Equity Fund | $17.0M | 85 | Mar 30, 2012 |
| W•••••• C••• E••••••• M••••• F••• L•no longer reported | Hedge Fund | $15.0M | 1 | Mar 27, 2020 |
| W•••••• A••••••• R••••• F•••• L••• • C•••• B• | Hedge Fund | $5.8M | 2 | Feb 12, 2013 |
| W•••••• P••••••• V••• L••• | Private Equity Fund | $5.4M | 104 | Mar 27, 2020 |
| W•••••• S••••• E••••••• L••no longer reported | Hedge Fund | $3.9M | 9 | Feb 12, 2013 |
| W•••••• I• I•••••••• L•• • C•••• I•no longer reported | Other Private Fund | $3.3M | 5 | Mar 31, 2021 |
| W•••••• I• I•••••••• L•• • C•••• H•no longer reported | Other Private Fund | $2.3M | 4 | Mar 31, 2021 |
| J••• T••• F•••••• I•••••••• L••no longer reported | Other Private Fund | $2.2M | 5 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• C••••••• E••••• · L•••••• Partner, Chairman And Chief Investment Officercontrolsince 01/1996 · owns 50% to 75%
- J•••••• J•••••• M•••••• · L•••••• Partner And Presidentcontrolsince 01/1996 · owns 25% to 50%
- D•••••••• C••••••• E••••• · Managing Membercontrolsince 02/2009 · owns 50% to 75% of W•••••• G• L••
- J•••••• J•••••• M•••••• · Managing Membercontrolsince 02/2009 · owns 50% to 75% of W•••••• G• L••
- L••••••••• F••••••• · L•••••• Partnersince 06/2020 · owns less than 5%
- M••••• S•••••• A•••••• · Chief Operating Officer And Chief Financial Officersince 01/2021 · owns less than 5%
- M••••• A••••• S••• · L•••••• Partnersince 01/2018 · owns less than 5%
- W•••••• D•••••• J•••• · Managing Director, Chief Compliance Officer, Secretary, And General Counselsince 01/2024 · owns less than 5%
- Z•••• M•••• D••• · L•••••• Partnersince 01/2002 · owns less than 5%
Entity owners
- W•••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W•••••• 1• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• 1• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• 9• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• A••••••• R••••• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• C••••••• A•••••••• L•••investment adviserpooled vehicle sponsorn
- W•••••• C••••• O••••••••• A•••••••• L•••investment adviserpooled vehicle sponsorn
- W•••••• F•••••• E••••••• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• L••• T••• E••••• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• S••••••• A•••••••• L•••investment adviserpooled vehicle sponsorn
- W•••••• V•• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• V••• A••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• V••• A••••••• L••investment adviserpooled vehicle sponsorn
- W••••••••• E••••• I• A••••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT4 employees
What changed
consecutive filings, newest first
- Accounts · 17 to 16Jul 3, 2025 to Mar 26, 2026
- Advisory employees · 14 to 17Jul 3, 2025 to Mar 26, 2026
- Pooled vehicle clients · 17 to 16Jul 3, 2025 to Mar 26, 2026
- Assets in custody · $1.2B to $1.6BJul 3, 2025 to Mar 26, 2026
- Private funds · 14 to 13Jul 3, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.3B to $1.7BJul 3, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.3B to $1.7BJul 3, 2025 to Mar 26, 2026
- RAUM · $1.3B to $1.7BJul 3, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 21, 2025 to Jul 3, 2025
- Accounts · 19 to 17Mar 28, 2024 to Mar 21, 2025
- Pooled vehicle clients · 19 to 17Mar 28, 2024 to Mar 21, 2025
- Assets in custody · $1.3B to $1.2BMar 28, 2024 to Mar 21, 2025
- Private funds · 16 to 14Mar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.7B to $1.3BMar 28, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $1.7B to $1.3BMar 28, 2024 to Mar 21, 2025
- RAUM · $1.7B to $1.3BMar 28, 2024 to Mar 21, 2025
- Advisory employees · 13 to 14Jan 13, 2024 to Mar 28, 2024
- Assets in custody · $1.4B to $1.3BJan 13, 2024 to Mar 28, 2024
- Employees · 42 to 39Jan 13, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.9B to $1.7BJan 13, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.9B to $1.7BJan 13, 2024 to Mar 28, 2024
- RAUM · $1.9B to $1.7BJan 13, 2024 to Mar 28, 2024
- Accounts · 29 to 19Mar 24, 2022 to Mar 28, 2023
- Pooled vehicle clients · 29 to 19Mar 24, 2022 to Mar 28, 2023
- Assets in custody · $1.5B to $1.4BMar 24, 2022 to Mar 28, 2023
- Private funds · 26 to 16Mar 24, 2022 to Mar 28, 2023
- Discretionary RAUM · $2.0B to $1.9BMar 24, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $2.0B to $1.9BMar 24, 2022 to Mar 28, 2023
- RAUM · $2.0B to $1.9BMar 24, 2022 to Mar 28, 2023
- Accounts · 27 to 29Mar 31, 2021 to Mar 24, 2022
- Advisory employees · 12 to 13Mar 31, 2021 to Mar 24, 2022
- Pooled vehicle clients · 27 to 29Mar 31, 2021 to Mar 24, 2022
- Assets in custody · $1.6B to $1.5BMar 31, 2021 to Mar 24, 2022
- Private funds · 24 to 26Mar 31, 2021 to Mar 24, 2022
- Discretionary RAUM · $2.0B to $2.0BMar 31, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $2.0B to $2.0BMar 31, 2021 to Mar 24, 2022
- RAUM · $2.0B to $2.0BMar 31, 2021 to Mar 24, 2022
- Accounts · 25 to 27Jul 15, 2020 to Mar 31, 2021
- Advisory employees · 25 to 12Jul 15, 2020 to Mar 31, 2021
- Pooled vehicle clients · 25 to 27Jul 15, 2020 to Mar 31, 2021
Signals
2 dated events
- W•••••• C•••••• L• reported RAUM $1.7B, up 32% from $1.3B (2025-07-03 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- W•••••• C•••••• L• reported RAUM $1.3B, down 25% from $1.7B (2024-03-28 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W•••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- W•••••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- W••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-273-8600reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026