DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• P• • L•••••••• C•••••• P••••••• V•••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••
Private Equity Fundadvised byS•••• G•••• C•••••• A•••••••• L••independent RIA805-3386195380no longer reportedIAPD
Gross asset value
$14.5M
as of Feb 18, 2019; not a fund size
Peak GAV
$18.5M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Nov 30, 2015 to Feb 18, 2019
Reporting history
one row per Form ADV filing
Gross asset value$14.5M as of Feb 18, 2019
Nov 30, 2015$3.9M then
Owners48 as of Feb 18, 2019
Nov 30, 201538 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 30% of the adviser's clients investedreported
- Form D file number
- 021-235401reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons