DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••• M•••• S••••••••• M••••• F••• L•••

Hedge Fundadvised byC•••••• A••••••• L••asset manager805-3435257727no longer reportedIAPD
Gross asset value
$263M
as of Jan 17, 2020; not a fund size
Peak GAV
$263M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
75%
Reported
8 filings
Aug 10, 2018 to Jan 17, 2020
Reporting history
one row per Form ADV filing
Gross asset value$263M as of Jan 17, 2020
Aug 10, 2018$100M then
Owners2 as of Jan 17, 2020
Aug 10, 20182 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York Mellon (The)
    New York, New York · LEI HPFHU0OQ28E4N0NFVK49
  • Bank Of New York, Brussels Branch
    Brussels, Belgium · LEI MMYX0N4ZEZ13Z4XCG897
  • Barclays Bank Plc
    London, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
  • Citigroup Global Markets Inc.
    New York, New York · LEI MBNUM2BPBDO7JBLYG310
  • Deutsche Bank Ag
    Port Louis, Mauritius
  • Goldman Sachs International
    London, United Kingdom · LEI W22LROWP2IHZNBB6K528
  • J.P. Morgan Securities LLC
    New York, New York · LEI ZBUT11V806EZRVTWT807
  • Jpmorgan Chase Bank, N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Morgan Stanley & Co. International Plc
    London, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
  • Morgan Stanley & Co. LLC
    New York, New York · LEI 9R7GPTSO7KV3UQJZQ078
  • Morgan Stanley Capital Services LLC
    New York, New York · LEI I7331LVCZKQKX5T7XV54
  • Nomura International Plc
    London, United Kingdom · LEI DGQCSV2PHVFI2743539
  • Societe Generale
    Paris, France · LEI O2RNE8IBXP4R0TD8PU41
  • UBS Ag
    Zurich, Switzerland · LEI BFM8T61CT2L1QCEMIK50
  • Wells Fargo Securities, LLC
    Charlotte, North Carolina · LEI VYVVCKR63DVZZN70PB21
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons