DFX Intelligence

RIA Intelligence

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Private fund

I•• I••••••••• C•• L•

Other Private Fundadvised byI••••• C••••••• L••asset manager805-3464497885IAPD
Gross asset value
$2.2M
as of Oct 23, 2024; not a fund size
Peak GAV
$10.0M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
60%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
4%
Reported
24 filings
Mar 29, 2018 to Oct 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.2M as of Oct 23, 2024
Mar 29, 2018$10.0M then
Owners13 as of Oct 23, 2024
Mar 29, 201814 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 77% of the adviser's clients investedreported
Form D file number
021-298549reportedthe join to the Form D offering
Type as written
SPECIAL PURPOSE VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • National Financial Services LLC
    Boston, Massachusetts
  • Raymond James & Associates, Inc.
    Saint Petersburg, Florida
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
60%reportedadviser and related persons