DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

A••••••••• L••

Hedge Fundadvised byK•••• A••••••• C•••••• A•••••••• L•••asset manager805-3630638609no longer reportedIAPD
Gross asset value
$225M
as of Feb 20, 2014; not a fund size
Peak GAV
$225M
highest filing
Owners
43
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
41%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 30, 2012 to Feb 20, 2014
Reporting history
one row per Form ADV filing
Gross asset value$225M as of Feb 20, 2014
Mar 30, 2012$164M then
Owners43 as of Feb 20, 2014
Mar 30, 201244 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • City National Bank
    Los Angeles, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
41%reportedadviser and related persons