DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

P••••• C•••••• V•••• L•••

Private Equity Fundadvised byP••••• C••••••asset manager805-3677118200IAPD
Gross asset value
$235M
as of Sep 9, 2024; not a fund size
Peak GAV
$2.0B
highest filing
Owners
183
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
51%
Reported
34 filings
Mar 28, 2013 to Sep 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$235M as of Sep 9, 2024
Mar 28, 2013$0 then
Owners183 as of Sep 9, 2024
Mar 28, 201365 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-185436reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citibank N.A.
    New York, New York
  • First Republic Bank
    New York, New York
  • Lloyds Tsb Bank Plc
    Edinburgh, United Kingdom
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
12%reportedadviser and related persons