DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pomona Capital
Legal name Pomona Management LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 38 filings
SEC status approved since Dec 5, 2008
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
38
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$15B as of Mar 31, 2026
Mar 29, 2012$5.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)41 as of Mar 31, 2026
Mar 28, 201332 then
Private funds38 as of Mar 31, 2026
Mar 29, 201245 then
RAUM +15% over the last fiscal year+7.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $659MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $6.0B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B74%
- Insurance companies$2.0B13%
- Investment companies$1.9B13%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.0B for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.87 institutional_share=0.13 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
67 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pomona Capital X, L.P. | Private Equity Fund | $4.0B | 148 | Nov 11, 2021 |
| Pomona Capital Ix, L.P. | Private Equity Fund | $2.5B | 198 | Mar 30, 2016 |
| Pph Ix Investors, L.P. | Private Equity Fund | $1.3B | 3 | Mar 29, 2023 |
| Pomona Partnership Holdings Viii, L.P. | Private Equity Fund | $275M | 3 | Mar 31, 2022 |
| Pomona Capital Viii, L.P. | Private Equity Fund | $235M | 183 | Mar 28, 2013 |
| Silver Cup V, L.P.no longer reported | Private Equity Fund | $219M | 1 | Mar 28, 2013 |
| Silver Cup V Holdings, L.P.no longer reported | Private Equity Fund | $155M | 2 | Mar 28, 2013 |
| Pomona Energy Partners II, L.P. | Private Equity Fund | $124M | 3 | Mar 28, 2013 |
| Silver Cup V, L.P. | Private Equity Fund | $98.3M | 3 | Mar 31, 2020 |
| Pomona Capital Opportunities Fund, L.P. | Private Equity Fund | $86.4M | 2 | Mar 29, 2023 |
| Pomona Energy Partners, L.P.no longer reported | Private Equity Fund | $77.2M | 4 | Mar 29, 2012 |
| Pomona Capital Income Fund, L.P. | Private Equity Fund | $75.5M | 1 | Dec 11, 2023 |
| Pomona Voya (US) Holdings IV, L.P. | Private Equity Fund | $58.8M | 5 | Mar 29, 2012 |
| Pomona Capital Vi, L.P. | Private Equity Fund | $55.6M | 87 | Mar 29, 2012 |
| Pomona Capital Private Equity Fund, L.P. | Private Equity Fund | $52.4M | 1 | Mar 29, 2023 |
| Pomona Fppe, L.P. | Private Equity Fund | $50.9M | 3 | Mar 29, 2012 |
| Silver Cup Partners III, L.P.no longer reported | Private Equity Fund | $50.5M | 2 | Mar 29, 2012 |
| Pomona Voya (US) Holdings, L.P. | Private Equity Fund | $49.6M | 3 | Mar 29, 2012 |
| Pomona Voya (US) Holdings V, L.P. | Private Equity Fund | $39.7M | 5 | Mar 29, 2012 |
| Pomona Partnership Holdings Vii, L.P. | Private Equity Fund | $39.3M | 8 | Mar 31, 2021 |
| Pomona Capital Vi Fund Investors, L.P. | Private Equity Fund | $38.6M | 30 | Mar 29, 2012 |
| Pomona Voya (US) Holdings III, L.P. | Private Equity Fund | $30.6M | 5 | Mar 29, 2012 |
| Voya Pomona Asia Pacific Private Equity Fund I, L.P. | Private Equity Fund | $21.4M | 5 | Mar 29, 2012 |
| Pomona Voya (US) Holdings V-A, L.P. | Private Equity Fund | $18.2M | 5 | Mar 29, 2012 |
| Pomona-Greenpark Acquisition I, L.P.no longer reported | Private Equity Fund | $15.8M | 3 | Mar 29, 2012 |
| Pomona Capital Viii Co-Investment, L.P. | Private Equity Fund | $13.5M | 77 | Mar 28, 2013 |
| Voya Pomona Asia Pacific Private Equity Co-Invest I, L.P. | Private Equity Fund | $13.3M | 3 | Mar 29, 2012 |
| Pomona Voya (US) Holdings II, L.P. | Private Equity Fund | $13.1M | 3 | Mar 29, 2012 |
| Pomona Partnership Holdings III Portfolio, L.P.no longer reported | Private Equity Fund | $12.6M | 57 | Mar 29, 2012 |
| Pomona Energy Partners U.S., L.P .no longer reported | Private Equity Fund | $12.1M | 3 | Mar 29, 2012 |
| Pomona Capital Secondary Co-Investment, L.P.no longer reported | Private Equity Fund | $8.8M | 30 | Mar 29, 2012 |
| Opportunity Investor P, L.P. | Private Equity Fund | $7.9M | 2 | Mar 29, 2012 |
| Pomona Capital V, L.P. | Private Equity Fund | $5.3M | 119 | Mar 29, 2012 |
| Pomona Partnership Holdings II Portfolio, L.P.no longer reported | Private Equity Fund | $5.2M | 75 | Mar 29, 2012 |
| Pomona Partnership Holdings V, L.P. | Private Equity Fund | $5.0M | 12 | Mar 29, 2012 |
| Pomona Capital V Fund, L.P. | Private Equity Fund | $2.6M | 16 | Mar 29, 2012 |
| Gam Pomona Private Equity II, L.P.no longer reported | Private Equity Fund | $2.5M | 55 | Mar 29, 2012 |
| Pomona Capital Ix (Offshore), L.P. | Private Equity Fund | $2.1M | 69 | Mar 30, 2016 |
| Pomona Capital III, L.P.no longer reported | Private Equity Fund | $1.7M | 34 | Mar 29, 2012 |
| Pomona Partnership Holdings III, L.P.no longer reported | Private Equity Fund | $1.6M | 10 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D Michael Granoff · Managing Principalcontrolsince 01/1994 · owns less than 5%
- N. Francis Janis · Managing Principalcontrolsince 01/1994 · owns less than 5%
- Seth Jeremy Dardick · General Counselsince 05/2015 · owns less than 5%
- Charles John Stephens · Chief Financial Officersince 08/2015 · owns less than 5%
Entity owners
- Voya Pomona Holdings LLC · Sole Memberdirect · owns 75% or more
- Vim Holdings LLC · Sole Memberindirect · owns 75% or more of Voya Investment Management LLC
- Voya Financial · Shareholderindirect · owns 75% or more of Voya Holdings Inc. · public reporting company
- Voya Holdings Inc. · Shareholderindirect · owns 75% or more of Vim Holdings LLC
- Voya Investment Management Alternative Assets LLC · Sole Memberindirect · owns 75% or more of Voya Pomona Holdings LLC
- Voya Investment Management LLC · Sole Memberindirect · owns 75% or more of Voya Investment Management Alternative Assets LLC
Related persons
Schedule D 7.A
- Czech Asset Management, L.P.investment advisernRAUM $1.5B
- Directed Services LLCbroker-dealerinvestment advisernRAUM $38B
- Opportunity Investor P Associates, L.P.pooled vehicle sponsory
- Opportunity Investor P Secondary Associates LLCpooled vehicle sponsory
- Pcpef Gp, LLCpooled vehicle sponsory
- Pifil Manager LLCpooled vehicle sponsory
- Pomona Associates Ix, L.P.pooled vehicle sponsory
- Pomona Associates V, L.P.pooled vehicle sponsory
- Pomona Associates Vi, L.P.pooled vehicle sponsory
- Pomona Associates Vii, L.P.pooled vehicle sponsory
- Pomona Associates Viii, L.P.pooled vehicle sponsory
- Pomona Associates X, L.P.pooled vehicle sponsory
- Pomona Capital Asia Limitedinvestment advisery
- Pomona Capital Opportunities Gp LLCpooled vehicle sponsory
- Pomona Europe Advisers Limitedinvestment advisery
- Pomona G.P. Holdings LLCpooled vehicle sponsory
- Pomona Investors III, L.P.pooled vehicle sponsory
- Pomona Investors V, L.P.pooled vehicle sponsory
- Pomona Primary Associates III, LLCpooled vehicle sponsory
- Pomona Primary Associates V, LLCpooled vehicle sponsory
- Pomona Secondary Associates Ix, LLCpooled vehicle sponsory
- Pomona Secondary Associates V, LLCpooled vehicle sponsory
- Pomona Secondary Associates Vi, LLCpooled vehicle sponsory
- Pomona Secondary Associates Viii, LLCpooled vehicle sponsory
- Pomona Secondary Associates X, LLC.pooled vehicle sponsory
- Pomona Voya (US) Holdings Associates II LLCpooled vehicle sponsory
- Pomona Voya (US) Holdings Associates II, L.P.pooled vehicle sponsory
- Pomona Voya (US) Holdings Associates III LLCpooled vehicle sponsory
- Pomona Voya (US) Holdings Associates III, L.P.pooled vehicle sponsory
- Pomona Voya (US) Holdings Associates IV LLCpooled vehicle sponsory
Advisers that list Pomona Capital as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 20 to 21Sep 5, 2025 to Mar 31, 2026
- Assets in custody · $6.0B to $6.0BSep 5, 2025 to Mar 31, 2026
- Employees · 38 to 41Sep 5, 2025 to Mar 31, 2026
- Private funds · 39 to 38Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $15BSep 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.1B to $11BSep 5, 2025 to Mar 31, 2026
- RAUM · $13B to $15BSep 5, 2025 to Mar 31, 2026
- Assets in custody · $5.6B to $6.0BMar 31, 2025 to Sep 5, 2025
- Discretionary RAUM · $13B to $13BMar 31, 2025 to Sep 5, 2025
- Pooled vehicle RAUM · $9.4B to $9.1BMar 31, 2025 to Sep 5, 2025
- RAUM · $13B to $13BMar 31, 2025 to Sep 5, 2025
- Accounts · 19 to 23Sep 9, 2024 to Mar 31, 2025
- Pooled vehicle clients · 17 to 20Sep 9, 2024 to Mar 31, 2025
- Assets in custody · $3.4B to $5.6BSep 9, 2024 to Mar 31, 2025
- Employees · 33 to 38Sep 9, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 9, 2024 to Mar 31, 2025
- Private funds · 37 to 39Sep 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $13B to $13BSep 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $9.3B to $9.4BSep 9, 2024 to Mar 31, 2025
- RAUM · $13B to $13BSep 9, 2024 to Mar 31, 2025
- Assets in custody · $5.1B to $3.4BMay 10, 2024 to Sep 9, 2024
- Discretionary RAUM · $13B to $13BMay 10, 2024 to Sep 9, 2024
- Pooled vehicle RAUM · $9.5B to $9.3BMay 10, 2024 to Sep 9, 2024
- RAUM · $13B to $13BMay 10, 2024 to Sep 9, 2024
- Assets in custody · $5.0B to $5.1BMar 29, 2024 to May 10, 2024
- Discretionary RAUM · $13B to $13BMar 29, 2024 to May 10, 2024
- Pooled vehicle RAUM · $9.2B to $9.5BMar 29, 2024 to May 10, 2024
- RAUM · $13B to $13BMar 29, 2024 to May 10, 2024
- Accounts · 20 to 19Dec 11, 2023 to Mar 29, 2024
- Advisory employees · 17 to 18Dec 11, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 17Dec 11, 2023 to Mar 29, 2024
- Assets in custody · $4.2B to $5.0BDec 11, 2023 to Mar 29, 2024
- Employees · 29 to 33Dec 11, 2023 to Mar 29, 2024
- Private funds · 41 to 37Dec 11, 2023 to Mar 29, 2024
- Discretionary RAUM · $12B to $13BDec 11, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $9.5B to $9.2BDec 11, 2023 to Mar 29, 2024
- RAUM · $12B to $13BDec 11, 2023 to Mar 29, 2024
- Accounts · 21 to 20Jun 27, 2023 to Dec 11, 2023
- Private funds · 40 to 41Jun 27, 2023 to Dec 11, 2023
- Discretionary RAUM · $12B to $12BJun 27, 2023 to Dec 11, 2023
Signals
2 dated events
- Pomona Capital reported RAUM $7.3B, up 44% from $5.1B (2020-03-31 to 2021-01-04)Jan 4, 2021 · RAUM change · derived
- Mark Stephen Futrell (Managing Principal) no longer on Schedule A of Pomona Capital (listed 2018-11-20, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Pomona Capital · Independent Sponsorsshared crd · capital_provider
- Pomona Capital · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/POMONA-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- POMONACAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-593-3639reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026