DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C••••••• A••••• H••••••• I•• L••
Gross asset value
$38.8M
as of Jan 25, 2023; not a fund size
Peak GAV
$38.8M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
94%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Oct 28, 2022 to Jan 25, 2023
Reporting history
one row per Form ADV filing
Gross asset value$38.8M as of Jan 25, 2023
Oct 28, 2022$38.8M then
Owners6 as of Jan 25, 2023
Oct 28, 20226 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells Fargo Bank N.A.New York, New York · LEI 254900YONS3CIA0OPX83
Across DFX
shared identifiers only
- C••••••• A••••• H••••••• I•• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 94%reportedadviser and related persons