DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• G••••• L••
Legal name T•• C••••••• G••••
Latest filing Jul 13, 2026
First filing on the tape Dec 7, 2015 · 43 filings
SEC status approved since Dec 14, 2015
RAUM
$9.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
17%
$1.6B individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$657M
derived; firm RAUM over IAPD count
Employees
71
30 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
60
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$9.8B as of Jul 13, 2026
Mar 31, 2016$352M then
HNW client RAUM$1.6B as of Jul 13, 2026
Mar 29, 2019$3.3M then
State-registered IARs (5.B.3)7 as of Jul 13, 2026
Mar 31, 20160 then
Employees (5.A)71 as of Jul 13, 2026
Mar 31, 201612 then
Private funds60 as of Jul 13, 2026
Mar 31, 201711 then
RAUM +50% over the last fiscal year+57% a year over threeIARs 10 to 7offices 11 to 10
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- $657MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $21.6MderivedHNW RAUM over HNW clients
- Average account
- $13.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.7derivedItem 5.A over advisors
- Advisors per office
- 1.4derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- -30%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $3.5B, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.7B48%
- Charitable organizations$3.4B35%
- High-net-worth individuals$1.6B17%
- Other investment advisers$82.2M0.8%
- Individual clients
- n/areported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 726reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5B for 18 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.17 fund_share=0.48 institutional_share=0.35 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• R••••• B••••••••• | New York, Ny | Jan 26, 2023 | 16 y | 1 |
| D•••• R••• H••••• | Salt Lake City, Ut | Jan 27, 2023 | 23 y | 4 |
| D••••• K•••••• A•••••••Chartered Financial Analyst | Salt Lake City, Ut | Jan 27, 2023 | 22 y | 1 |
| R•••••• K•••• T••••• | Salt Lake City, Ut | Jan 27, 2023 | 10 y | 2 |
| M••• R••••• S•••••••Chartered Financial Analyst | Salt Lake City, Ut | Jan 27, 2023 | 14 y | 2 |
| C••••••••• H•• N••••Chartered Financial Analyst | Salt Lake City, Ut | Jan 27, 2023 | 28 y | 3 |
| S•••••• P••••••• E••••• | Salt Lake City, Ut | Jan 27, 2023 | 21 y | 2 |
| H•••••• E••••• S•••••• | Salt Lake City, Ut | Jan 27, 2023 | 12 y | 2 |
| Z•••••• D•••• L••••• | Salt Lake City, Ut | Jan 27, 2023 | 16 y | 3 |
| Q•••••• S••• M••••• | Salt Lake City, Ut | May 8, 2023 | 12 y | 1 |
| K••••• W•••••• A••• | Salt Lake City, Ut | Sep 1, 2023 | 11 y | 1 |
| T••• J•••••• C••••••• | Salt Lake City, Ut | Nov 16, 2023 | 11 y | 0 |
| Z•••••• T•••• A•••• | Salt Lake City, Ut | Nov 19, 2025 | 12 y | 0 |
| H••••• R•••••• I•••••• | Salt Lake City, Ut | Jan 21, 2026 | 11 y | 0 |
| A•••• A• G••••• | Salt Lake City, Ut | May 15, 2026 | 16 y | 1 |
Advisor movement
5 left, 1 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount7 left over 36 months
Left, latest
- G••• P•••• S••• to C••••••• P•••••••• A••••••• L••Oct 14, 2025 · Other
- E•••••••• M• S••••• to C••••••• P•••••••• A••••••• L••Oct 14, 2025 · Other
- C•••••• J••• C•••••• to C••••••• P•••••••• A••••••• L••Oct 8, 2025 · Other
- J•••• M••••• C••• to C••••••• P•••••••• A••••••• L••Oct 7, 2025 · Other
- W•••••• E• M••••••• to C••••••• P•••••••• A••••••• L••Oct 7, 2025 · Other
- W•••••• I•••• W•••••• to C••••••• P•••••••• A••••••• L••Aug 22, 2025 · Other
- R•••••• A• P•••• to M•••••• C•••••• L••Feb 13, 2025 · Other
- R•••••• K•••• T••••• to C••••••• A•••••••Dec 31, 2022 · Other
- H•••••• E••••• S•••••• to C••••••• A•••••••Dec 31, 2022 · Other
Joined, latest
- A•••• A• G••••• from O•••• P•••••••• S••••••••• L••May 15, 2026 · Other
- K••••• W•••••• A••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 1, 2023 · Other
- E•••••••• M• S••••• from S•• W•••••May 2, 2023 · Other
- C•••••• J••• C•••••• from S•• W•••••Apr 26, 2023 · Other
- J•••• M••••• C••• from S•• W•••••Apr 12, 2023 · Other
- W•••••• E• M••••••• from S•• W•••••Apr 12, 2023 · Other
- R•••••• A• P•••• from S•• W•••••Apr 10, 2023 · Other
- W•••••• I•••• W•••••• from S•• W•••••Apr 4, 2023 · Other
- G••• P•••• S••• from S•• W•••••Apr 3, 2023 · Other
- R•••••• K•••• T••••• from C••••••• A•••••••Jan 27, 2023 · Other
- H•••••• E••••• S•••••• from C••••••• A•••••••Jan 27, 2023 · Other
- M••• R••••• S••••••• from G••••••• P••• G••••• A•••••••Sep 19, 2022 · Other
- Z•••••• D•••• L••••• from R•••••• G••••• A•••••••• L••Aug 6, 2020 · Other
- C••••••••• H•• N•••• from C••••••• A•••••••Jan 15, 2019 · Other
- D•••• R••• H••••• from C••••••• A•••••••May 2, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for C••••••• P•••••••• A••••••• L••Oct 8, 2025 · New York, Ny
- 3 left for C••••••• P•••••••• A••••••• L••Oct 7, 2025 · Salt Lake City, Ut
- 2 left for C••••••• A•••••••Dec 31, 2022 · Salt Lake City, Ut
- 3 joined from S•• W•••••Apr 25, 2023 · New York, Ny
- 5 joined from C••••••• A•••••••Jan 9, 2019 · Salt Lake City, Ut · Firm absorbed
Private funds
61 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• P••••••• 2•••• L• | Private Equity Fund | $630M | 139 | Sep 30, 2020 |
| C••••••• P••••••• I••• L• | Private Equity Fund | $522M | 104 | Oct 28, 2022 |
| C••••••• P••••••• 2••• C••••••••• L•• S••••• C• | Private Equity Fund | $206M | 91 | Oct 28, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• A••••••• I••••• | Other Private Fund | $160M | 21 | Mar 3, 2021 |
| C••••••• I••••••••• P•••••••• L•• • 2••• D••••••••• I••••• | Other Private Fund | $149M | 7 | Mar 31, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• S•••••• | Private Equity Fund | $116M | 38 | Mar 29, 2019 |
| C••••••• W••••• P•••••••• L•• • C•••••• S••• A•• S••• | Private Equity Fund | $82.5M | 29 | Mar 29, 2019 |
| C••••••• I••••••••• P•••••••• L•• • 2••• F• G••••• | Venture Capital Fund | $65.0M | 64 | Oct 28, 2022 |
| C••••••• A••••• B••••••••• L•• | Other Private Fund | $64.1M | 108 | Dec 21, 2018 |
| C••••••• I••••••••• P•••••••• L•• • 2••• S• C••••• | Private Equity Fund | $61.4M | 50 | Jan 31, 2020 |
| C••••••• P••••••• 2••• C••••••••• L•• S••••• B• | Private Equity Fund | $58.7M | 48 | Mar 31, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• V•••••• M••••••••• I•••••••• | Venture Capital Fund | $46.7M | 9 | Mar 31, 2022 |
| C••••••• P••••••• 2••• P•• L• | Private Equity Fund | $44.0M | 67 | Mar 31, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• R• A••••• | Real Estate Fund | $42.8M | 20 | Jan 31, 2020 |
| C••••••• F••••••• L•• • C•••• A•• | Private Equity Fund | $41.1M | 16 | Oct 28, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• R• M••••••••• I•••••••• | Real Estate Fund | $40.3M | 25 | Mar 31, 2022 |
| C••••••• A••••• H••••••• I•• L••no longer reported | Private Equity Fund | $38.8M | 6 | Oct 28, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• V•••••• | Venture Capital Fund | $36.7M | 11 | Mar 31, 2020 |
| C••••••• S••••• H•••••••• L••no longer reported | Private Equity Fund | $35.9M | 26 | Mar 31, 2017 |
| C••••••• I••••••••• P•••••••• L•• • 2••• A•••• | Private Equity Fund | $34.9M | 26 | Mar 29, 2019 |
| C••••••• I••••••••• P•••••••• L•• • 2••• N•• M••••••• | Other Private Fund | $33.6M | 9 | Mar 29, 2019 |
| C••••••• W••••• P•••••••• L•• • C•••• P• | Private Equity Fund | $33.2M | 24 | Mar 29, 2019 |
| C••••••• P••••••• G•• L••no longer reported | Private Equity Fund | $32.5M | 54 | Mar 31, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• G•• | Private Equity Fund | $31.4M | 37 | Jan 31, 2020 |
| C••••••• I••••••••• P•••••••• L•• • 2••• B••••••••• | Other Private Fund | $28.0M | 8 | Mar 29, 2019 |
| C••••••• I••••••••• P•••••••• L•• • 2••• G•••• | Other Private Fund | $27.8M | 7 | Mar 29, 2019 |
| C••••••• P••••••• 2••• C••••••••• L•• S••••• A• | Private Equity Fund | $27.3M | 27 | Mar 31, 2022 |
| C••••••• A••••• H•••••••• L•• | Private Equity Fund | $24.5M | 18 | Mar 31, 2017 |
| C••••••• I••••••••• P•••••••• L•• • 2••• I••••••• | Other Private Fund | $22.0M | 9 | Jun 29, 2019 |
| C••••••• I••••••••• P•••••••• L•• • 2••• A• C••••• | Other Private Fund | $21.7M | 7 | Mar 31, 2020 |
| C••••••• B•••• G••••• L••no longer reported | Private Equity Fund | $20.7M | 2 | Mar 31, 2017 |
| C••••••• G••• L••no longer reported | Private Equity Fund | $20.6M | 25 | Dec 21, 2018 |
| C••••••• F••••••• L•• • E••••• C•••• | Private Equity Fund | $20.0M | 19 | Mar 31, 2022 |
| C••••••• F••••• S•••••• L•• | Venture Capital Fund | $16.1M | 7 | Mar 31, 2017 |
| C••••••• G••• L•• • C•••• A• | Private Equity Fund | $9.5M | 8 | Mar 29, 2019 |
| C••••••• A••••• H••••••• I• L••no longer reported | Private Equity Fund | $8.6M | 12 | Mar 31, 2017 |
| C••••••• P••••••••• L••no longer reported | Private Equity Fund | $7.7M | 20 | Mar 26, 2018 |
| C••••••• B• I•• L••no longer reported | Private Equity Fund | $7.6M | 3 | Mar 31, 2017 |
| C••••••• B• I••• L••no longer reported | Private Equity Fund | $7.6M | 15 | Mar 31, 2017 |
| C••••••• I••••••••• P•••••••• L•• • 2••• A••••• A••• | Other Private Fund | $5.5M | 6 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• S••••••• P••••••• · Managing Director/Member/Ownercontrolsince 01/2015 · owns 25% to 50%
- Q••••••• R•••••• K•••• · Chairmancontrolsince 01/2022 · owns less than 5%
- E•••••• C•••••• H••• · Membersince 01/2015 · owns 75% or more
- E•••••• L•••• E•••• · Member/Ownersince 01/2015 · owns 5% to 10%
- L••• R••••••• G•••• · Chief Financial Officersince 02/2020 · owns less than 5%
- T••••• E••••• M•••• · Chief Compliance Officersince 01/2021 · owns less than 5%
- B••••••• D•••• · Trusteesince 03/2024 · owns F of K•••• E••••• B•••••• G•• T••••
- E•••••• C•••••• H••• · Trusteesince 04/2016 · owns F of T•• R••••• Q•••••• A•• H••• E••••• F••••• T••••
Entity owners
- T•• R••••• Q•••••• A•• H••• E••••• F••••• T•••• · Trust/Member/Ownerdirect · owns 25% to 50%
- K•••• E••••• B•••••• G•• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 15 | 3 | 2 | 1 | |
| New York, Ny | 1 | 0 | 2 | 1 | |
| Westford, Ma | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY10 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 10.0 to 7.0 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (29 comparable advisers, 0.0th percentile of changes)peers: other advisers, $5B to $20B (29) · 0.0% percentile
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 43.0 to 71.0 (+65.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (108 comparable advisers, 99.0th percentile of changes)peers: other advisers, $5B to $20B (108) · 99% percentile
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 20.0% to 36.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $5B to $20B (134)
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $6,565,356,221 to $9,847,984,409 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (119 comparable advisers, 93.0th percentile of changes)peers: other advisers, $5B to $20B (119) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 719 to 726Jan 6, 2026 to Mar 31, 2026
- Charity clients · 10 to 11Jan 6, 2026 to Mar 31, 2026
- HNW clients · 61 to 76Jan 6, 2026 to Mar 31, 2026
- Pooled vehicle clients · 56 to 60Jan 6, 2026 to Mar 31, 2026
- Assets in custody · $445M to $3.5BJan 6, 2026 to Mar 31, 2026
- Employees · 43 to 71Jan 6, 2026 to Mar 31, 2026
- Insurance-licensed employees · 0 to 7Jan 6, 2026 to Mar 31, 2026
- State-registered IARs · 10 to 7Jan 6, 2026 to Mar 31, 2026
- Other offices · 11 to 10Jan 6, 2026 to Mar 31, 2026
- Private funds · 56 to 60Jan 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $6.6B to $9.8BJan 6, 2026 to Mar 31, 2026
- HNW RAUM · $1.3B to $1.6BJan 6, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $4.0B to $4.7BJan 6, 2026 to Mar 31, 2026
- RAUM · $6.6B to $9.8BJan 6, 2026 to Mar 31, 2026
- Related adviser · false to trueJan 6, 2026 to Mar 31, 2026
- Accounts · 590 to 719Dec 20, 2024 to Mar 31, 2025
- Advisory employees · 35 to 30Dec 20, 2024 to Mar 31, 2025
- Charity clients · 15 to 10Dec 20, 2024 to Mar 31, 2025
- Corporate clients · 5.0 to unsetDec 20, 2024 to Mar 31, 2025
- HNW clients · 57 to 61Dec 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 46 to 56Dec 20, 2024 to Mar 31, 2025
- Assets in custody · $1.9B to $445MDec 20, 2024 to Mar 31, 2025
- Employees · 49 to 43Dec 20, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 51-100Dec 20, 2024 to Mar 31, 2025
- State-registered IARs · 23 to 10Dec 20, 2024 to Mar 31, 2025
- Other offices · 9 to 11Dec 20, 2024 to Mar 31, 2025
- Private funds · 45 to 56Dec 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.9B to $6.6BDec 20, 2024 to Mar 31, 2025
- HNW RAUM · $791M to $1.3BDec 20, 2024 to Mar 31, 2025
- Individual RAUM · 251503.0 to unsetDec 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.7B to $4.0BDec 20, 2024 to Mar 31, 2025
- RAUM · $4.9B to $6.6BDec 20, 2024 to Mar 31, 2025
- Accounts · 579 to 590Feb 9, 2024 to Mar 30, 2024
- Advisory employees · 25 to 35Feb 9, 2024 to Mar 30, 2024
- Advisory activities · 4 to 5Feb 9, 2024 to Mar 30, 2024
- Charity clients · 9 to 15Feb 9, 2024 to Mar 30, 2024
- Corporate clients · unset to 5.0Feb 9, 2024 to Mar 30, 2024
- HNW clients · 47 to 57Feb 9, 2024 to Mar 30, 2024
- Pooled vehicle clients · 40 to 46Feb 9, 2024 to Mar 30, 2024
- Assets in custody · $542M to $1.9BFeb 9, 2024 to Mar 30, 2024
Signals
30 dated events
- C••••••• G••••• L•• reported RAUM $9.8B, up 50% from $6.6B (2026-01-06 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G••• P•••• S••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2025-10-14)Oct 14, 2025 · Advisor changed firm · fact
- E•••••••• M• S••••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2025-10-14)Oct 14, 2025 · Advisor changed firm · fact
- C•••••• J••• C•••••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2025-10-09)Oct 8, 2025 · Advisor changed firm · fact
- 2 advisors left C••••••• G••••• L•• (New York, NY) for C••••••• P•••••••• A••••••• L•• within 6 daysOct 8, 2025 · Team lift-out · derived
- W•••••• E• M••••••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2025-10-14)Oct 7, 2025 · Advisor changed firm · fact
- J•••• M••••• C••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2025-10-07)Oct 7, 2025 · Advisor changed firm · fact
- 2 advisors left C••••••• G••••• L•• (Salt Lake City, UT) for C••••••• P•••••••• A••••••• L•• within 7 daysOct 7, 2025 · Team lift-out · derived
- W•••••• I•••• W•••••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2026-07-09)Aug 22, 2025 · Advisor changed firm · fact
- C••••••• G••••• L•• reported RAUM $6.6B, up 35% from $4.9B (2024-12-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C••••••• G••••• L•• reported 10 state-registered advisory representatives, down from 23 (2024-12-20 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- R•••••• A• P•••• left C••••••• G••••• L•• for M•••••• C•••••• L•• (registered 2025-03-05)Feb 13, 2025 · Advisor changed firm · fact
- C••••••• G••••• L•• reported RAUM $4.9B, up 27% from $3.8B (2024-02-09 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- C••••••• G••••• L•• reported 23 state-registered advisory representatives, up from 11 (2024-02-09 to 2024-03-30)Mar 30, 2024 · Advisor headcount change · derived
- Keith Randal Quarles (Chairman) appeared on Schedule A of C••••••• G••••• L••Mar 30, 2024 · Control person joined · fact
- C••••••• G••••• L•• reported RAUM $3.8B, up 52% from $2.5B (2023-07-06 to 2023-11-02)Nov 2, 2023 · RAUM change · derived
- E••••• H•••••• S•••••• (Managing Director/Member) no longer on Schedule A of C••••••• G••••• L•• (listed 2023-07-06, absent 2023-11-02)Nov 2, 2023 · Control person left · inference
- Keith R•••••• Taylor (Managing Director/Member) no longer on Schedule A of C••••••• G••••• L•• (listed 2023-07-06, absent 2023-11-02)Nov 2, 2023 · Control person left · inference
- 3 advisors left S•• W••••• (New York, NY) for C••••••• G••••• L•• within 6 daysApr 25, 2023 · Team lift-out · derived
- C••••••• G••••• L•• reported 11 offices beyond its principal office, up from 1 (2023-03-31 to 2023-04-10)Apr 10, 2023 · Office count change · derived
- H•••••• E••••• S•••••• left C••••••• G••••• L•• for C••••••• A••••••• (registered 2016-08-02)Dec 31, 2022 · Advisor changed firm · fact
- R•••••• K•••• T••••• left C••••••• G••••• L•• for C••••••• A••••••• (registered 2016-08-02)Dec 31, 2022 · Advisor changed firm · fact
- 2 advisors left C••••••• G••••• L•• (Salt Lake City, UT) for C••••••• A••••••• on the same dayDec 31, 2022 · Team lift-out · derived
- C••••••• G••••• L•• reported RAUM $2.3B, up 32% from $1.7B (2021-09-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Masami Sophia Dicaro (Chief Compliance Officer) no longer on Schedule A of C••••••• G••••• L•• (listed 2020-09-30, absent 2021-02-01)Feb 1, 2021 · Control person left · inference
- Grant R•••••• Lee (Chief Financial Officer) appeared on Schedule A of C••••••• G••••• L••Sep 30, 2020 · Control person joined · fact
- C••••••• G••••• L•• reported RAUM $1.6B, up 34% from $1.2B (2019-06-29 to 2020-01-31)Jan 31, 2020 · RAUM change · derived
- C••••••• G••••• L•• reported RAUM $1.1B, up 48% from $752.3M (2018-12-21 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- C••••••• G••••• L•• reported RAUM $752.3M, up 134% from $321.1M (2018-04-30 to 2018-12-21)Dec 21, 2018 · RAUM change · derived
- C••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 7, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••• G••••• L•• · Private Equityshared crd · organization
- C••••••• G••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 801-521-3100reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/the-cynosure-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- Cynosureelevations.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-521-3100reportedpublic record, Form ADV, Jul 13, 2026
- Contact form
- Cynosureelevations.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- Cynosureelevations.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $657Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••••• G••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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