DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••• Y•••• G•••••• L•••
Gross asset value
$947,312
as of Apr 1, 2013; not a fund size
Peak GAV
$947,312
highest filing
Owners
15
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
19%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Mar 31, 2012 to Apr 1, 2013
Reporting history
one row per Form ADV filing
Gross asset value$947,312 as of Apr 1, 2013
Mar 31, 2012$734,103 then
Owners15 as of Apr 1, 2013
Mar 31, 201216 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- 021-157566reportedthe join to the Form D offering
- Type as written
- POOLED INVESTMENT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 19%reportedadviser and related persons