DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tellone Management Group Inc

Former SEC-registered adviserAnaheim Hills, CaliforniaCRD 111051SEC 801-29982IAPD
Latest filing Mar 30, 2022
First filing on the tape Mar 31, 2012 · 16 filings
RAUM
$505M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
61%
$307M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$13.9M gross assets
History
16 filings and snapshots on the tape
RAUM$505M as of Mar 30, 2022
Mar 31, 2012$243M then
HNW client RAUM$199M as of Mar 30, 2022
Mar 28, 2018$117M then
State-registered IARs (5.B.3)3 as of Mar 30, 2022
Mar 31, 20120 then
Employees (5.A)9 as of Mar 30, 2022
Apr 1, 20137 then
Private funds2 as of Mar 30, 2022
Mar 31, 201211 then
RAUM +2.1% over the last fiscal year+9.7% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 30, 2022; every figure names its basis
RAUM per advisor
$168MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
158derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.1%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
-9.5%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
Custody
$130M, 242 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$199M39%
  • Pooled investment vehicles$175M35%
  • Individuals$109M22%
  • Pension and profit-sharing plans$22.2M4.4%
  • Corporations and businesses$794,3540.2%
  • Charitable organizations$78,1560.0%
Individual clients
364reported
HNW clients
111reported
Pension plan clients
11reported
Charitable clients
n/areported
Accounts
495reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$130M for 242 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    11 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Tellone Mortgage Fund, L.P.no longer reportedOther Private Fund$65.0M260Mar 31, 2012
    Hall Mortgage Fund, L.P.no longer reportedOther Private Fund$16.6M107Mar 31, 2012
    West Coast Fund, L.P.no longer reportedOther Private Fund$14.1M33Mar 31, 2012
    Touchdown Mortgage Fund, L.P.no longer reportedOther Private Fund$10.4M95Mar 31, 2012
    Select Fixed Income, L.P.Other Private Fund$8.7M36Mar 31, 2012
    Specialty Loans, L.P.no longer reportedOther Private Fund$8.5M3Mar 31, 2012
    Pure Growth, L.P.Other Private Fund$5.2M28Mar 31, 2012
    Canyon Equities, L.P.no longer reportedOther Private Fund$2.5M13Mar 31, 2012
    West Coast Income, L.P.no longer reportedOther Private Fund$1.9M19Mar 31, 2012
    High Yield Growth, L.P.no longer reportedOther Private Fund$947,31215Mar 31, 2012
    Touchdown Investments, L.P.no longer reportedOther Private Fund$738,36418Mar 31, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Christopher Dean Tellone · President,Secretary,Treasurer,Directorcontrol
      since 02/1987 · owns 75% or more
    • James Field Nigel Pierce · Chief Compliance Officer
      since 07/2020 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Tellone Financial Services, Inc.
      insurancen
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,103 to 495
      Mar 30, 2021 to Mar 30, 2022
    • HNW clients · 123 to 111
      Mar 30, 2021 to Mar 30, 2022
    • Individual clients · 402 to 364
      Mar 30, 2021 to Mar 30, 2022
    • Pension plan clients · 14 to 11
      Mar 30, 2021 to Mar 30, 2022
    • Assets in custody · $240M to $130M
      Mar 30, 2021 to Mar 30, 2022
    • Employees · 10 to 9
      Mar 30, 2021 to Mar 30, 2022
    • State-registered IARs · 2 to 3
      Mar 30, 2021 to Mar 30, 2022
    • Discretionary RAUM · $495M to $505M
      Mar 30, 2021 to Mar 30, 2022
    • HNW RAUM · $193M to $199M
      Mar 30, 2021 to Mar 30, 2022
    • Individual RAUM · $83.7M to $109M
      Mar 30, 2021 to Mar 30, 2022
    • Pension RAUM · $20.2M to $22.2M
      Mar 30, 2021 to Mar 30, 2022
    • Pooled vehicle RAUM · $197M to $175M
      Mar 30, 2021 to Mar 30, 2022
    • RAUM · $495M to $505M
      Mar 30, 2021 to Mar 30, 2022
    • Accounts · 1,564 to 1,103
      Nov 24, 2020 to Mar 30, 2021
    • Advisory activities · 4 to 5
      Nov 24, 2020 to Mar 30, 2021
    • Charity clients · 2.0 to unset
      Nov 24, 2020 to Mar 30, 2021
    • Corporate clients · 5.0 to unset
      Nov 24, 2020 to Mar 30, 2021
    • HNW clients · 112 to 123
      Nov 24, 2020 to Mar 30, 2021
    • Individual clients · 412 to 402
      Nov 24, 2020 to Mar 30, 2021
    • Pension plan clients · 12 to 14
      Nov 24, 2020 to Mar 30, 2021
    • Assets in custody · $272M to $240M
      Nov 24, 2020 to Mar 30, 2021
    • Employees · 11 to 10
      Nov 24, 2020 to Mar 30, 2021
    • Financial planning clients · unset to 1-10
      Nov 24, 2020 to Mar 30, 2021
    • State-registered IARs · 3 to 2
      Nov 24, 2020 to Mar 30, 2021
    • Discretionary RAUM · $430M to $495M
      Nov 24, 2020 to Mar 30, 2021
    • HNW RAUM · $149M to $193M
      Nov 24, 2020 to Mar 30, 2021
    • Individual RAUM · $82.4M to $83.7M
      Nov 24, 2020 to Mar 30, 2021
    • Pension RAUM · $16.3M to $20.2M
      Nov 24, 2020 to Mar 30, 2021
    • Pooled vehicle RAUM · $180M to $197M
      Nov 24, 2020 to Mar 30, 2021
    • RAUM · $430M to $495M
      Nov 24, 2020 to Mar 30, 2021
    • Assets in custody · $92.2M to $272M
      Jul 28, 2020 to Nov 24, 2020
    • Accounts · 1,605 to 1,564
      Nov 14, 2019 to Mar 30, 2020
    • Charity clients · unset to 2.0
      Nov 14, 2019 to Mar 30, 2020
    • Corporate clients · 9 to 5
      Nov 14, 2019 to Mar 30, 2020
    • HNW clients · 92 to 112
      Nov 14, 2019 to Mar 30, 2020
    • Individual clients · 442 to 412
      Nov 14, 2019 to Mar 30, 2020
    • Pension plan clients · 13 to 12
      Nov 14, 2019 to Mar 30, 2020
    • Assets in custody · $79.1M to $92.2M
      Nov 14, 2019 to Mar 30, 2020
    • Employees · 9 to 11
      Nov 14, 2019 to Mar 30, 2020
    • Discretionary RAUM · $383M to $430M
      Nov 14, 2019 to Mar 30, 2020
    Signals
    1 dated events
    • Nigel James Field Pierce left Tellone Management Group Inc for Perigon Wealth Management, Llc (registered 2023-01-05)
      Jun 29, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026