DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••••• S•••• I••••••••• P••••••• P•••••• O••••••••• H••••••• I• C••••
Gross asset value
$418,630
as of Aug 21, 2015; not a fund size
Peak GAV
$3.3M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
100%
Reported
9 filings
Mar 30, 2012 to Aug 21, 2015
Reporting history
one row per Form ADV filing
Gross asset value$418,630 as of Aug 21, 2015
Mar 30, 2012$3.1M then
Owners1 as of Aug 21, 2015
Mar 30, 20121 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Credit Suisse Securities LimitedBoston, Massachusetts
Across DFX
shared identifiers only
- G•••••• S•••• I••••••••• P••••••• P•••••• O••••••••• H••••••• I• C•••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons