DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C••••••••• I••••••••• R••• R••••• B••• F•••• L•••
Gross asset value
$111M
as of Mar 5, 2015; not a fund size
Peak GAV
$167M
highest filing
Owners
41
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 30, 2012 to Mar 5, 2015
Reporting history
one row per Form ADV filing
Gross asset value$111M as of Mar 5, 2015
Mar 30, 2012$167M then
Owners41 as of Mar 5, 2015
Mar 30, 201261 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 41% of the adviser's clients investedreported
- Form D file number
- 021-129452reportedthe join to the Form D offering
- Type as written
- FIXED INCOMEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street CorporationBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons