DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Commonfund Ocio, Inc.
Latest filing Dec 22, 2025
First filing on the tape Mar 30, 2012 · 51 filings
SEC status approved since Jun 15, 1999
RAUM
$23B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
33 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
32
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$23B as of Dec 22, 2025
Sep 28, 2012$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Dec 22, 2025
Sep 27, 20130 then
Employees (5.A)42 as of Dec 22, 2025
Sep 27, 201348 then
Private funds32 as of Dec 22, 2025
Sep 28, 201238 then
RAUM +31% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 22, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $148MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $17B, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B62%
- Charitable organizations$8.6B38%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 124reported
- Accounts
- 153reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17B for 149 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.62 institutional_share=0.38 related_bd=true related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
65 reported on Schedule D 7.B.(1)
All funds of Commonfund Ocio, Inc.
Owners and control persons
Schedule A and B, latest filing
- Jonathon Mark Anson · Chair, Board Of Directors; Chief Investment Officer; Investment Committee Membercontrolsince 01/2016 · owns less than 5%
- Nichols Carolyn Blanch · Treasurer; Vice Presidentcontrolsince 06/2017 · owns less than 5%
- Joseph Russell Dobransky · Managing Director; Head Of Fund Operationscontrolsince 01/2017 · owns less than 5%
- Stephen Kristofer Kwait · Director; Executive Vice President; Managing Director; Chief Marketing Strategist; Investment Committee Membercontrolsince 06/2018 · owns less than 5%
- James Dana Moreau · Vice Presidentcontrolsince 01/2019 · owns less than 5%
- Titus Timothy Yates · Director; President And Chief Executive Officer; Managing Director; Investment Committee Membercontrolsince 01/2017 · owns less than 5%
- Anantha Sharad Samy · Secretary; Chief Compliance Officer; General Counselsince 01/2016 · owns less than 5%
- William Seth Thomson · Assistant Secretary; Deputy General Counselsince 02/2015 · owns less than 5%
Entity owners
- Commonfund Holding Company, Inc. · Delaware Corporationdirect · owns 75% or more
- The Common Fund For Nonprofit Organizations · New York Nonprofit Corporationindirect · owns 75% or more of Commonfund Holding Company,Inc.
Related persons
Schedule D 7.A
- Cf Private Equity U.K. Limitedinvestment advisern
- Cf Private Equity, Inc.investment adviserbankpooled vehicle sponsornRAUM $16B
- Commonfund Management Company 2003 LLCinvestment adviserpooled vehicle sponsory
- Commonfund Management Company 2005 LLCinvestment adviserpooled vehicle sponsory
- Commonfund Management Company III, LLCinvestment adviserpooled vehicle sponsory
- Commonfund Securities, Inc.broker-dealern
Advisers that list Commonfund Ocio, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
- San Francisco, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Dec 22, 2025institutional share of RAUM of 38% against a peer median of 0% (512 comparable advisers, 99.0th percentile, 12.7 robust deviations)peers: asset managers, $20B and over (512) · 99% percentile
What changed
consecutive filings, newest first
- HQ city · WILTON to NORWALKSep 28, 2025 to Dec 22, 2025
- Accounts · 147 to 153Jul 30, 2025 to Sep 28, 2025
- Advisory employees · 31 to 33Jul 30, 2025 to Sep 28, 2025
- Charity clients · 115 to 124Jul 30, 2025 to Sep 28, 2025
- Pooled vehicle clients · 32 to 29Jul 30, 2025 to Sep 28, 2025
- Assets in custody · $16B to $17BJul 30, 2025 to Sep 28, 2025
- Discretionary RAUM · $20B to $20BJul 30, 2025 to Sep 28, 2025
- Non-discretionary RAUM · $634M to $2.2BJul 30, 2025 to Sep 28, 2025
- Pooled vehicle RAUM · $13B to $14BJul 30, 2025 to Sep 28, 2025
- RAUM · $20B to $23BJul 30, 2025 to Sep 28, 2025
- Financial planning clients · unset to Apr 30, 2025 to Jul 30, 2025
- Accounts · 133 to 147Jul 26, 2024 to Sep 27, 2024
- Advisory employees · 30 to 31Jul 26, 2024 to Sep 27, 2024
- BD registered reps · 22 to 7Jul 26, 2024 to Sep 27, 2024
- Charity clients · 101 to 115Jul 26, 2024 to Sep 27, 2024
- Assets in custody · $15B to $16BJul 26, 2024 to Sep 27, 2024
- Employees · 48 to 42Jul 26, 2024 to Sep 27, 2024
- Discretionary RAUM · $17B to $20BJul 26, 2024 to Sep 27, 2024
- Non-discretionary RAUM · $281M to $634MJul 26, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $11B to $13BJul 26, 2024 to Sep 27, 2024
- RAUM · $17B to $20BJul 26, 2024 to Sep 27, 2024
- Accounts · 114 to 133Feb 1, 2023 to Sep 28, 2023
- Advisory employees · 23 to 30Feb 1, 2023 to Sep 28, 2023
- BD registered reps · 13 to 22Feb 1, 2023 to Sep 28, 2023
- Business name · COMMONFUND ASSET MANAGEMENT COMPANY, INC. to COMMONFUND OCIO, INC.Feb 1, 2023 to Sep 28, 2023
- Charity clients · 83 to 101Feb 1, 2023 to Sep 28, 2023
- Pooled vehicle clients · 31 to 32Feb 1, 2023 to Sep 28, 2023
- Assets in custody · $13B to $15BFeb 1, 2023 to Sep 28, 2023
- Employees · 23 to 48Feb 1, 2023 to Sep 28, 2023
- Private funds · 33 to 32Feb 1, 2023 to Sep 28, 2023
- Discretionary RAUM · $16B to $17BFeb 1, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $285M to $281MFeb 1, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $11B to $11BFeb 1, 2023 to Sep 28, 2023
- RAUM · $16B to $17BFeb 1, 2023 to Sep 28, 2023
- Legal name · COMMONFUND ASSET MANAGEMENT COMPANY, INC. to COMMONFUND OCIO, INC.Feb 1, 2023 to Feb 1, 2023
- Accounts · 109 to 114Sep 6, 2022 to Sep 28, 2022
- Advisory employees · 25 to 23Sep 6, 2022 to Sep 28, 2022
- Charity clients · 77 to 83Sep 6, 2022 to Sep 28, 2022
- Pooled vehicle clients · 32 to 31Sep 6, 2022 to Sep 28, 2022
- Assets in custody · $14B to $13BSep 6, 2022 to Sep 28, 2022
Signals
2 dated events
- C. Deborah Spalding (Director; Vp;Chief Investment Officer; Md; Chair, Investment Committee) no longer on Schedule A of Commonfund Ocio, Inc. (listed 2024-07-26, absent 2024-09-27)Sep 27, 2024 · Control person left · inference
- James Dana Moreau (Vice President) appeared on Schedule A of Commonfund Ocio, Inc.Aug 5, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Commonfund Ocio, Inc. · Independent Sponsorsshared crd · capital_provider
- Commonfund Ocio, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/commonfundreportedpublic record, Form ADV, Sep 17, 2026
- Website
- COMMONFUND.ORGreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-563-5000reportedpublic record, Form ADV, Dec 22, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Commonfund Ocio, Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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