DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

D•••••••• G••••• F••• I•• L•

Hedge Fundadvised byD•••••••• I••••••••• G••••• L••asset manager805-3918285403IAPD
Gross asset value
$11B
as of Apr 29, 2024; not a fund size
Peak GAV
$14B
highest filing
Owners
219
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
27%
Reported
20 filings
Mar 31, 2015 to Apr 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$11B as of Apr 29, 2024
Mar 31, 2015$669M then
Owners219 as of Apr 29, 2024
Mar 31, 201533 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 3% of the adviser's clients investedreported
Form D file number
021-226045reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Absa Bank (Mauritius) Limited
    Ebene, Mauritius
  • Carta Securities, LLC
    San Francisco, California
  • First Republic Bank Now Part Of JP Morgan Chase
    San Francisco, California
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Kotak Mahindra Bank
    Mumbai, India
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Nomura Securities International, Inc.
    New Yord, New York
  • Nuvama Wealth Management
    Mumbai, India
  • Pershing LLC
    Jersey City, New Jersey
  • Shareworks By Morgan Stanley
    Calgary, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
10%reportedadviser and related persons