DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••••••• I••••••••• G••••• L••
Latest filing May 4, 2026
First filing on the tape Feb 16, 2012 · 31 filings
SEC status approved since Mar 20, 2012
RAUM
$37B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
79
22 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
39
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$37B as of May 4, 2026
Mar 15, 2013$276M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 4, 2026
Mar 15, 20130 then
Employees (5.A)79 as of May 4, 2026
Mar 15, 20134 then
Private funds39 as of May 4, 2026
Mar 15, 20137 then
RAUM +45% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $950MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$37B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 39reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
50 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••••••• G••••• F••• I•• L• | Hedge Fund | $11B | 219 | Mar 31, 2015 |
| D•••••••• O••••••••• F••• V•• L••• | Private Equity Fund | $3.6B | 195 | Mar 31, 2023 |
| A••••• H•••••••• L• | Private Equity Fund | $2.3B | 28 | Mar 31, 2017 |
| D•••••••• O••••••••• F••• I•• L••• | Private Equity Fund | $1.7B | 70 | Mar 29, 2019 |
| D•••••••• O••••••••• F••• V• L••• | Private Equity Fund | $1.5B | 144 | Mar 30, 2021 |
| A•••••••• D• H•••••••• L• | Private Equity Fund | $730M | 26 | Mar 31, 2023 |
| B••••••• D• I••••••••• L• | Private Equity Fund | $693M | 1 | Mar 31, 2022 |
| C••••••••• D• H•••••••• L• | Private Equity Fund | $493M | 75 | Mar 30, 2021 |
| D•••••••• O••••••••• F••• I••• L• | Private Equity Fund | $433M | 43 | Mar 29, 2018 |
| D•••••••• P•••••• O••••••••• L• | Private Equity Fund | $348M | 28 | Mar 30, 2021 |
| D•••••••• T•••••• L•no longer reported | Private Equity Fund | $334M | 10 | Mar 31, 2015 |
| A••••• S•••• H•••••••• L• | Private Equity Fund | $212M | 2 | Mar 31, 2017 |
| P••••••• D• H••••••• I••• L• | Private Equity Fund | $211M | 26 | Mar 29, 2018 |
| P••••••• D• H••••••• I•• L• | Private Equity Fund | $180M | 22 | Mar 29, 2018 |
| B••••• D• H••••••• I••• L• | Private Equity Fund | $153M | 11 | Mar 31, 2022 |
| D•••••••• T••••••••• O••••••••• L• | Private Equity Fund | $145M | 16 | Mar 29, 2019 |
| T••••••• D• H•••••••• L•no longer reported | Hedge Fund | $138M | 9 | Feb 28, 2019 |
| B••••• D• H••••••• I•• L• | Private Equity Fund | $134M | 8 | Mar 30, 2021 |
| D•••••• C• H•••••••• L• | Private Equity Fund | $87.4M | 18 | Mar 31, 2022 |
| R•••• C• H•••••••• L•no longer reported | Private Equity Fund | $79.5M | 8 | Mar 31, 2022 |
| R••••••• D• H•••••••• L• | Private Equity Fund | $68.3M | 4 | Mar 30, 2021 |
| D• M•••• H•••••••• L• | Private Equity Fund | $59.4M | 5 | Mar 30, 2016 |
| V•••••• D• H•••••••• L• | Private Equity Fund | $56.7M | 10 | Mar 31, 2022 |
| D•••••••• G••••• F•••• L• | Hedge Fund | $46.4M | 26 | Oct 19, 2012 |
| J•• | Private Equity Fund | $45.9M | 4 | Jul 18, 2012 |
| N•••• C• H•••••••• L••• | Private Equity Fund | $41.9M | 5 | Mar 30, 2021 |
| D• D•••• H•••••••• L•no longer reported | Private Equity Fund | $41.3M | 9 | Mar 31, 2015 |
| R•••• C• H•••••••• L• | Private Equity Fund | $39.0M | 8 | Mar 30, 2020 |
| P•••••• F• H•••••••• L•••no longer reported | Private Equity Fund | $35.7M | 6 | Mar 30, 2016 |
| W••••• N• H•••••••• L••no longer reported | Private Equity Fund | $33.2M | 4 | Mar 30, 2016 |
| D• C•••• L••no longer reported | Private Equity Fund | $30.3M | 2 | Mar 31, 2015 |
| A•••••••• D• H••••••• I•• L• | Private Equity Fund | $29.9M | 4 | Mar 28, 2024 |
| D•••••••• T••••••••• O••••••••• I•• L• | Private Equity Fund | $28.8M | 2 | Mar 29, 2019 |
| B••••• D• H•••••••• L• | Private Equity Fund | $28.7M | 6 | Mar 30, 2021 |
| D•••••••• O••••••••• F••• I•• L••• | Private Equity Fund | $26.0M | 25 | Mar 30, 2016 |
| D•••••••• O••••••••• F•••• L• | Private Equity Fund | $23.3M | 14 | Mar 28, 2014 |
| S•••• C• I••••••••• L• | Private Equity Fund | $21.5M | 3 | Mar 31, 2023 |
| S•••••• L•••••• | Private Equity Fund | $16.3M | 1 | Mar 30, 2016 |
| G•••no longer reported | Hedge Fund | $15.0M | 5 | Jul 18, 2012 |
| T•••• D• H•••••••• L• | Private Equity Fund | $13.2M | 15 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• M••••••• P••• · General Counselcontrolsince 01/2017 · owns less than 5%
- D•••••• L•••• A••••• · Chief Financial Officercontrolsince 12/2018 · owns less than 5%
- R••••••••• P••• D• · Chief Operating Officercontrolsince 04/2012 · owns less than 5%
- S••••••••• E•••• E•••••••• · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- S•••• M••• •••• · Presidentcontrolsince 02/2012 · owns less than 5%
- S•••• M••• •••• · L•••••• Partnercontrolsince 04/2018 · owns 50% to 75% of D•••••••• G•••• H•••••••• L•
Entity owners
- D•••••••• I•••••• H•••••••• L• · Memberdirect · owns 75% or more
- C••••••• D•• C•• L•• · General Partnerindirect · owns F of D•••••••• G•••• H•••••••• L•
- C••••••• D•• C•• L•• · General Partnerindirect · owns F of D•••••••• I•••••• H•••••••• L•
- D•••••••• G•••• H•••••••• L• · L•••••• Partnerindirect · owns 75% or more of D•••••••• I•••••• H•••••••• L•
Related persons
Schedule D 7.A
- A•••••••• D• G•• L••pooled vehicle sponsorn
- A••••••• A• G•• L••pooled vehicle sponsorn
- A••••• G•• L••pooled vehicle sponsorn
- B•••••• L••••••• H••••• G••••••••• Y•••••• G•••••investment advisery
- B••••• G•• L••pooled vehicle sponsorn
- B••••• I• G•• L••pooled vehicle sponsorn
- B••••• I•• G•• L••pooled vehicle sponsorn
- C••••••••• D• G•• L••pooled vehicle sponsorn
- D•••••• G•• L••pooled vehicle sponsorn
- D•• G•• L••pooled vehicle sponsorn
- D•••••••• C• G•• L••pooled vehicle sponsorn
- D•••••••• G••••• G• I•• L••bankpooled vehicle sponsorn
- D•••••••• G••••• G•• L••bankpooled vehicle sponsorn
- D•••••••• O••••••••• I• G•• L••bankpooled vehicle sponsorn
- D•••••••• O••••••••• I•• G•• L•bankpooled vehicle sponsorn
- D•••••••• O••••••••• I• G•• L•bankpooled vehicle sponsorn
- D•••••••• O••••••••• V• G•• L•••bankpooled vehicle sponsorn
- D•••••••• O••••••••• V• G•• L•bankpooled vehicle sponsorn
- P••••••• G•• L••pooled vehicle sponsorn
- R••••••• G•• L••pooled vehicle sponsorn
- R•••• G•• L••pooled vehicle sponsorn
- S•••• G•• L••pooled vehicle sponsorn
- T•••• G•• L••pooled vehicle sponsorn
- V•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Montecito, CA1 employees
- New York, NY
What changed
consecutive filings, newest first
- Accounts · 34 to 39Apr 30, 2025 to Mar 31, 2026
- Advisory employees · 27 to 22Apr 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 34 to 39Apr 30, 2025 to Mar 31, 2026
- Employees · 78 to 79Apr 30, 2025 to Mar 31, 2026
- Private funds · 34 to 39Apr 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $26B to $37BApr 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $26B to $37BApr 30, 2025 to Mar 31, 2026
- RAUM · $26B to $37BApr 30, 2025 to Mar 31, 2026
- Accounts · 30 to 34Apr 29, 2024 to Apr 30, 2025
- Pooled vehicle clients · 30 to 34Apr 29, 2024 to Apr 30, 2025
- Employees · 83 to 78Apr 29, 2024 to Apr 30, 2025
- Financial planning clients · unset to Apr 29, 2024 to Apr 30, 2025
- Private funds · 30 to 34Apr 29, 2024 to Apr 30, 2025
- Discretionary RAUM · $23B to $26BApr 29, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $23B to $26BApr 29, 2024 to Apr 30, 2025
- RAUM · $23B to $26BApr 29, 2024 to Apr 30, 2025
- Accounts · 34 to 30May 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 34 to 30May 1, 2023 to Mar 28, 2024
- Employees · 76 to 83May 1, 2023 to Mar 28, 2024
- Private funds · 34 to 30May 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $22B to $23BMay 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $22B to $23BMay 1, 2023 to Mar 28, 2024
- RAUM · $22B to $23BMay 1, 2023 to Mar 28, 2024
- Advisory employees · 22 to 27May 3, 2022 to Mar 31, 2023
- Employees · 51 to 76May 3, 2022 to Mar 31, 2023
- Other offices · 0 to 2May 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $25B to $22BMay 3, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $25B to $22BMay 3, 2022 to Mar 31, 2023
- RAUM · $25B to $22BMay 3, 2022 to Mar 31, 2023
- Related adviser · false to trueMay 3, 2022 to Mar 31, 2023
- Accounts · 27 to 34Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 17 to 22Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 27 to 34Mar 30, 2021 to Mar 31, 2022
- Employees · 34 to 51Mar 30, 2021 to Mar 31, 2022
- Private funds · 27 to 34Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $19B to $25BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $19B to $25BMar 30, 2021 to Mar 31, 2022
- RAUM · $19B to $25BMar 30, 2021 to Mar 31, 2022
- Accounts · 25 to 27Jun 8, 2020 to Mar 30, 2021
- Advisory employees · 13 to 17Jun 8, 2020 to Mar 30, 2021
Signals
7 dated events
- D•••••••• I••••••••• G••••• L•• reported RAUM $37.0B, up 45% from $25.6B (2025-04-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Elizabeth Erin Schneider (Chief Compliance Officer) appeared on Schedule A of D•••••••• I••••••••• G••••• L••May 3, 2022 · Control person joined · fact
- D•••••••• I••••••••• G••••• L•• reported RAUM $24.9B, up 31% from $19.1B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- D•••••••• I••••••••• G••••• L•• reported RAUM $19.1B, up 122% from $8.6B (2020-06-08 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- D•••••••• I••••••••• G••••• L•• reported RAUM $6.9B, up 76% from $3.9B (2019-02-28 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Andrew Luke Dinday (Chief Financial Officer) appeared on Schedule A of D•••••••• I••••••••• G••••• L••Mar 29, 2019 · Control person joined · fact
- D•••••••• I••••••••• G••••• L•• reported RAUM $3.9B, up 50% from $2.6B (2017-05-04 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- D•••••••• I••••••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- D•••••••• I••••••••• G••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- d••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-539-3105reportedpublic record, Form ADV, May 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026