DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

W•••••• S••••••• T•••••• L••••••

Hedge Fundadvised byW•••••• C•••••• L•asset manager805-3933989157IAPD
Gross asset value
$869M
as of Mar 28, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
75
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
90%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
32%
Reported
27 filings
Mar 30, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$869M as of Mar 28, 2024
Mar 30, 2012$456M then
Owners75 as of Mar 28, 2024
Mar 30, 2012493 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-56144reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • American Stock Transfer & Trust Company, LLC
    Brooklyn, New York · LEI 254900TS5EWP83BEOU02
  • Barclays Bank Plc
    London, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
  • Btig, LLC
    New York, New York
  • Computershare Trust Company, N.A.
    Louisville, Kentucky · LEI 2549001YYB62BVMSAO13
  • Daiwa Capital Markets America Inc.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Goldman Sachs Bank USA
    New York, New York · LEI KD3XUN7C6T14HNAYLU02
  • Goldman Sachs International
    London, United Kingdom · LEI W22LROWP2IHZNBB6K528
  • Industrial And Commercial Bank Of China Financial Services LLC
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Stonex Financial Inc.
    Winter Park, Florida
  • Stonex Markets, LLC
    Chicago, Illinois · LEI Y4ZLLK11NDZZ8YBSVF78
  • UBS Ag
    London, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
  • UBS Securities LLC
    New York, New York
  • Wells Fargo Bank, N.A.
    San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
  • Wells Fargo Securities, LLC
    San Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
90%reportedadviser and related persons