DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I•••••••• C•••••••• F•••• L• • S••••• 1•
Gross asset value
$106M
as of Jul 25, 2024; not a fund size
Peak GAV
$106M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Jul 26, 2022 to Jul 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$106M as of Jul 25, 2024
Jul 26, 2022$105M then
Owners15 as of Jul 25, 2024
Jul 26, 202214 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 35% of the adviser's clients investedreported
- Form D file number
- 021-451196reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York
- Morgan StanleyPurchase, New York
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons