DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• L••
Latest filing Aug 20, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Jan 20, 2004
RAUM
$39B
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
3.6%
$1.4B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$39B
derived; firm RAUM over IAPD count
Employees
51
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$39B as of Aug 20, 2026
Mar 30, 2012$8.9B then
HNW client RAUM$1.4B as of Aug 20, 2026
Mar 29, 2018$807M then
State-registered IARs (5.B.3)1 as of Aug 20, 2026
Mar 30, 20120 then
Employees (5.A)51 as of Aug 20, 2026
Feb 26, 201330 then
Private funds21 as of Aug 20, 2026
Mar 30, 20125 then
RAUM +10.0% over the last fiscal year+8.0% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $39BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $664MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 51.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $24B, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B52%
- Charitable organizations$17B45%
- High-net-worth individuals$1.4B3.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 18reported
- Accounts
- 58reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24B for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.52 institutional_share=0.45 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• W••••• H•••Chartered Financial Analyst | Charlottesville, Va | Mar 5, 2025 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B••••••••• V••••• · Member/Chief Data Officercontrolsince 09/2017 · owns less than 5%
- H•••• J•••••••• W••••• · Membercontrolsince 01/2016 · owns 10% to 25%
- M•••••• B••••• A••••• · Managing Member/Chief Executive Officercontrolsince 03/2004 · owns 25% to 50%
- M•••••• C•••• R••• · Membercontrolsince 01/2015 · owns 10% to 25%
- S•••• P••• · Member/Chief Operating Officercontrolsince 02/2012 · owns 10% to 25%
- S•••••••• A••••• · Membercontrolsince 01/2013 · owns 10% to 25%
- S•••••• A••••••••• J••• · Member/Chief Compliance Officer/General Counselcontrolsince 03/2017 · owns less than 5%
- V•••••• A••••• · Member/Chief Financial Officercontrolsince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
- I•••••••• C•••••••• •••• L••bankpooled vehicle sponsory
- I•••••••• E•••••••• •••• L••bankpooled vehicle sponsory
- I•••••••• G••••• E••••• •••• L••bankpooled vehicle sponsory
- I•••••••• P• •••• L••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 20 to 21Mar 27, 2026 to Aug 20, 2026
- Accounts · 57 to 58Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 14 to 13Mar 28, 2025 to Mar 27, 2026
- Charity clients · 17 to 18Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 21 to 20Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $21B to $24BMar 28, 2025 to Mar 27, 2026
- Employees · 47 to 51Mar 28, 2025 to Mar 27, 2026
- Private funds · 21 to 20Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $21B to $22BMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $1.3B to $1.4BMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $14B to $16BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $19B to $20BMar 28, 2025 to Mar 27, 2026
- RAUM · $35B to $39BMar 28, 2025 to Mar 27, 2026
- Accounts · 53 to 57Jul 25, 2024 to Mar 28, 2025
- Charity clients · 15 to 17Jul 25, 2024 to Mar 28, 2025
- Assets in custody · $18B to $21BJul 25, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jul 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $20B to $21BJul 25, 2024 to Mar 28, 2025
- HNW RAUM · $1.1B to $1.3BJul 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $13B to $14BJul 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $18B to $19BJul 25, 2024 to Mar 28, 2025
- RAUM · $32B to $35BJul 25, 2024 to Mar 28, 2025
- Accounts · 50 to 53Jan 24, 2024 to Mar 28, 2024
- Advisory employees · 15 to 14Jan 24, 2024 to Mar 28, 2024
- Charity clients · 14 to 15Jan 24, 2024 to Mar 28, 2024
- Pooled vehicle clients · 20 to 21Jan 24, 2024 to Mar 28, 2024
- Assets in custody · $17B to $18BJan 24, 2024 to Mar 28, 2024
- Employees · 42 to 47Jan 24, 2024 to Mar 28, 2024
- Discretionary RAUM · $19B to $20BJan 24, 2024 to Mar 28, 2024
- HNW RAUM · $1.0B to $1.1BJan 24, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $12B to $13BJan 24, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $17B to $18BJan 24, 2024 to Mar 28, 2024
- RAUM · $31B to $32BJan 24, 2024 to Mar 28, 2024
- Private funds · 20 to 21Mar 29, 2023 to Jul 21, 2023
- Accounts · 48 to 50Jul 26, 2022 to Mar 29, 2023
- Advisory employees · 16 to 15Jul 26, 2022 to Mar 29, 2023
- Charity clients · 13 to 14Jul 26, 2022 to Mar 29, 2023
- Assets in custody · $22B to $17BJul 26, 2022 to Mar 29, 2023
- Employees · 40 to 42Jul 26, 2022 to Mar 29, 2023
- Private funds · 21 to 20Jul 26, 2022 to Mar 29, 2023
Signals
5 dated events
- Vitali Bezouchko (Chief Data Officer) appeared on Schedule A of I••••••••• L••Jan 24, 2024 · Control person joined · fact
- Hanson William West (Member) no longer on Schedule A of I••••••••• L•• (listed 2023-07-21, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Pollard Charles Cocke (Member) no longer on Schedule A of I••••••••• L•• (listed 2019-07-08, absent 2020-01-10)Jan 10, 2020 · Control person left · inference
- Warner Alice Handy (Managing Member) no longer on Schedule A of I••••••••• L•• (listed 2018-03-29, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
- I••••••••• L•• reported RAUM $27.6B, up 78% from $15.5B (2018-01-12 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- I••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/I••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 434-220-0280reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026