DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••• S••• P••••• I• L•
Gross asset value
$63.5M
as of Nov 13, 2015; not a fund size
Peak GAV
$63.5M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
66%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Jun 7, 2013 to Nov 13, 2015
Reporting history
one row per Form ADV filing
Gross asset value$63.5M as of Nov 13, 2015
Jun 7, 2013$59.5M then
Owners5 as of Nov 13, 2015
Jun 7, 20135 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-196844reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Square 1 Bank, N.A.Durham, North Carolina
- Wells Fargo Corporate Trust ServicesMinneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 66%reportedadviser and related persons