DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C• P••••••• F••• V••• L•••••• P•••••••••
Gross asset value
$5.8M
as of Mar 29, 2024; not a fund size
Peak GAV
$141M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
97%
fund-of-funds interests
Non-US owners
97%
Reported
22 filings
Feb 13, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.8M as of Mar 29, 2024
Feb 13, 2012$36.4M then
Owners2 as of Mar 29, 2024
Feb 13, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Massachusetts, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-133048reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaBoston, Massachusetts
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- C• P••••••• F••• V••• L•••••• P••••••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons