DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•• I••••••••• L•
Private Equity Fundadvised byT•••• C•••••• M••••••••• L•asset manager805-4040969491no longer reportedIAPD
Gross asset value
$4.7M
as of Oct 21, 2022; not a fund size
Peak GAV
$5.8M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Nov 18, 2020 to Oct 21, 2022
Reporting history
one row per Form ADV filing
Gross asset value$4.7M as of Oct 21, 2022
Nov 18, 2020$131,060 then
Owners2 as of Oct 21, 2022
Nov 18, 20202 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
- P•• I••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons