DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• C•••••• M••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape Jun 6, 2022 · 11 filings
SEC status approved since Jul 6, 2022
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.7B
derived; firm RAUM over IAPD count
Employees
16
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.7B as of Mar 26, 2026
Mar 31, 2023$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 31, 20230 then
Employees (5.A)16 as of Mar 26, 2026
Mar 31, 202313 then
Private funds4 as of Mar 26, 2026
Mar 31, 20232 then
RAUM -5.8% over the last fiscal year+4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $420MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.7B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• T•••• M•••• | Houston, Tx | Jul 6, 2022 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• T•••• M•••• from D••••• C•••••• M••••••••• L•Jul 6, 2022 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• E••••• R•••••••• F••• L• | Hedge Fund | $1.0B | 105 | Mar 30, 2016 |
| T•••• E••••• R•••••••• F••• I• L• | Hedge Fund | $477M | 33 | Feb 7, 2020 |
| T•••• E• I• A•••• F••• L• | Hedge Fund | $55.2M | 3 | Nov 2, 2023 |
| T•••• S•••• C•••••••• F••• L• | Hedge Fund | $46.4M | 7 | Oct 10, 2024 |
| P•• I••••••••• L•no longer reported | Private Equity Fund | $4.7M | 2 | Nov 18, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••• G••• · Limited Partnercontrolsince 10/2022 · owns 5% to 10%
- M••••• J•••••• T•••• · Limited Partner, Ceocontrolsince 05/2022 · owns 25% to 50%
- O•••••••• J••••• P•••••• · Limited Partnercontrolsince 10/2022 · owns 5% to 10%
- P•••••• A••• · Limited Partnercontrolsince 10/2022 · owns 5% to 10%
- P•••••• S•••••• D••••• · Limited Partnercontrolsince 08/2022 · owns 25% to 50%
- S•••• J•• S•••••• S•••• · Limited Partnercontrolsince 10/2022 · owns 5% to 10%
- M••••• J•••••• T•••• · Membercontrolsince 05/2022 · owns 75% or more of T•••• C•••••• M••••••••• G• L••
- D••••• S••••••••• T••••• · Ccosince 10/2022 · owns less than 5%
Entity owners
- T•••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D••••• C•••••• M••••••••• L•investment advisernRAUM $5.3B
- T•••• E••••• R•••••••• G• I• L•pooled vehicle sponsorn
- T•••• E••••• R•••••••• G• L•pooled vehicle sponsorn
- T•••• E• I• A•••• G• L•pooled vehicle sponsorn
- T•••• S•••• G• L•pooled vehicle sponsorn
Advisers that list T•••• C•••••• M••••••••• L• as a related person
- 156605 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 13 to 15Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $1.8B to $1.7BMar 28, 2025 to Mar 26, 2026
- Employees · 14 to 16Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.8B to $1.7BMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.8B to $1.7BMar 28, 2025 to Mar 26, 2026
- RAUM · $1.8B to $1.7BMar 28, 2025 to Mar 26, 2026
- Advisory employees · 14 to 13Oct 10, 2024 to Mar 28, 2025
- Assets in custody · $1.8B to $1.8BOct 10, 2024 to Mar 28, 2025
- Employees · 16 to 14Oct 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.8B to $1.8BOct 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.8B to $1.8BOct 10, 2024 to Mar 28, 2025
- RAUM · $1.8B to $1.8BOct 10, 2024 to Mar 28, 2025
- Accounts · 3 to 4Mar 28, 2024 to Oct 10, 2024
- Pooled vehicle clients · 3 to 4Mar 28, 2024 to Oct 10, 2024
- Assets in custody · $1.6B to $1.8BMar 28, 2024 to Oct 10, 2024
- Employees · 15 to 16Mar 28, 2024 to Oct 10, 2024
- Private funds · 3 to 4Mar 28, 2024 to Oct 10, 2024
- Discretionary RAUM · $1.6B to $1.8BMar 28, 2024 to Oct 10, 2024
- Pooled vehicle RAUM · $1.6B to $1.8BMar 28, 2024 to Oct 10, 2024
- RAUM · $1.6B to $1.8BMar 28, 2024 to Oct 10, 2024
- Assets in custody · $1.5B to $1.6BNov 2, 2023 to Mar 28, 2024
- Employees · 14 to 15Nov 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $1.6BNov 2, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $1.6BNov 2, 2023 to Mar 28, 2024
- RAUM · $1.5B to $1.6BNov 2, 2023 to Mar 28, 2024
- Accounts · 2 to 3Sep 8, 2023 to Nov 2, 2023
- Advisory employees · 13 to 14Sep 8, 2023 to Nov 2, 2023
- Pooled vehicle clients · 2 to 3Sep 8, 2023 to Nov 2, 2023
- Assets in custody · $1.5B to $1.5BSep 8, 2023 to Nov 2, 2023
- Employees · 13 to 14Sep 8, 2023 to Nov 2, 2023
- Private funds · 2 to 3Sep 8, 2023 to Nov 2, 2023
- Discretionary RAUM · $1.5B to $1.5BSep 8, 2023 to Nov 2, 2023
- Pooled vehicle RAUM · $1.5B to $1.5BSep 8, 2023 to Nov 2, 2023
- RAUM · $1.5B to $1.5BSep 8, 2023 to Nov 2, 2023
- Accounts · 3 to 2Oct 21, 2022 to Mar 31, 2023
- Advisory employees · 12 to 13Oct 21, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 2Oct 21, 2022 to Mar 31, 2023
- Assets in custody · $1.5B to $1.5BOct 21, 2022 to Mar 31, 2023
- Employees · 12 to 13Oct 21, 2022 to Mar 31, 2023
Signals
5 dated events
- Geer Myron Blalock (Limited Partner) appeared on Schedule A of T•••• C•••••• M••••••••• L•Oct 21, 2022 · Control person joined · fact
- Shane Steven Smith Jr (Limited Partner) appeared on Schedule A of T•••• C•••••• M••••••••• L•Oct 21, 2022 · Control person joined · fact
- Patrick James Obulaney (Limited Partner) appeared on Schedule A of T•••• C•••••• M••••••••• L•Oct 21, 2022 · Control person joined · fact
- Anil Pillai (Limited Partner) appeared on Schedule A of T•••• C•••••• M••••••••• L•Oct 21, 2022 · Control person joined · fact
- T•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- tracecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-217-2722reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026