DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C•••••• C•• T•• L••
Gross asset value
$334M
as of Oct 11, 2024; not a fund size
Peak GAV
$465M
highest filing
Owners
1
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
0%
Reported
47 filings
Jan 8, 2016 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$334M as of Oct 11, 2024
Jan 8, 2016$34.0M then
Owners1 as of Oct 11, 2024
Jan 8, 20161 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor Services, Inc.Chicago, Illinois
- Bofa Securities, Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Macquarie Futures USA LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons