DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•••••• C•••••• P••••••• H••••••••• F••• I• L•
Gross asset value
$155M
as of Mar 29, 2024; not a fund size
Peak GAV
$446M
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
63%
of the fund
Owned by funds
63%
fund-of-funds interests
Non-US owners
37%
Reported
22 filings
Dec 16, 2014 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$155M as of Mar 29, 2024
Dec 16, 2014$300M then
Owners3 as of Mar 29, 2024
Dec 16, 20143 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Ast Investor Services LLCNew York, New York
- Carta Securities, LLCSan Francisco, California
- Citibank N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Computershare Securities CorporationCanton, Massachusetts
- J.P. Morgan Securities LLCNew York, New York
- National Financial Services LLCJersey City, New Jersey · related person of the adviser · LEI 549300JRHF1MHHWUAW04
- Solium Financial Services LLCTempe, Arizona
Across DFX
shared identifiers only
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 63%reportedadviser and related persons