DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

R•••• O••••••••• E••••• F••• ••• L•

Private Equity Fundadvised byR•••• T••••••• M••••••••• L••asset manager805-4259215126IAPD
Gross asset value
$250,282
as of Sep 12, 2024; not a fund size
Peak GAV
$6.8M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
21%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Feb 15, 2012 to Sep 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$250,282 as of Sep 12, 2024
Feb 15, 2012$6.5M then
Owners6 as of Sep 12, 2024
Feb 15, 20125 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
21%reportedadviser and related persons