DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Upfront IV, L.P.

Venture Capital Fundadvised byUpfront Venturesasset manager805-4275385245IAPD
Gross asset value
$296M
as of Mar 26, 2024; not a fund size
Peak GAV
$880M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
36%
Reported
26 filings
Mar 30, 2012 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$296M as of Mar 26, 2024
Mar 30, 2012$120M then
Owners40 as of Mar 26, 2024
Mar 30, 201216 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-168077reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First-Citizens Bank & Trust Company
    Santa Clara, California · LEI L9VVX1KT5TFTKS0MLF66
  • Morgan Stanley
    Walnut Creek, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
4.0%reportedadviser and related persons