DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O• E••••• F•••• L•••

Hedge Fundadvised byS••••••• C•••••• L•asset manager805-4418384722no longer reportedIAPD
Gross asset value
$618M
as of Aug 7, 2012; not a fund size
Peak GAV
$618M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 30, 2012 to Aug 7, 2012
Reporting history
one row per Form ADV filing
Gross asset value$618M as of Aug 7, 2012
Mar 30, 2012$618M then
Owners2 as of Aug 7, 2012
Mar 30, 20122 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York
    New York, New York
  • Barclays Capital Securities Limited
    London, United Kingdom
  • Citigroup Global Markets Inc.
    New York, New York
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • National Financial Services LLC
    Boston, Massachusetts
  • The Goldman Sachs Trust Company
    New York, New York
  • UBS Securities LLC
    Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons