DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• C•••••• L•
Latest filing Aug 10, 2026
First filing on the tape Mar 30, 2012 · 74 filings
SEC status approved since Jul 29, 1999
RAUM
$53B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
343
116 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
98
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$53B as of Aug 10, 2026
Mar 30, 2012$35B then
HNW client RAUM: $97,934
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Apr 1, 20130 then
Employees (5.A)343 as of Aug 10, 2026
Apr 1, 2013468 then
Private funds98 as of Aug 10, 2026
Mar 30, 201257 then
RAUM +19% over the last fiscal year+4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $527MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $22B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$52B100%
- Insurance companies$230M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 100reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
183 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• M••••• F•••• L••• | Hedge Fund | $14B | 2 | Mar 30, 2012 |
| S••••••• O••••••• I••••••••• F••• I•• L• | Hedge Fund | $5.0B | 8 | Mar 30, 2012 |
| S••••••• O••••••• F••• I•• L••• | Hedge Fund | $3.6B | 254 | Mar 30, 2012 |
| S••••••• D••••••• P••••••• I•• L• | Hedge Fund | $3.3B | 246 | Mar 30, 2012 |
| S••••••• R••• E••••• F••• I• L• | Real Estate Fund | $2.7B | 54 | Feb 28, 2020 |
| S••••••• S• I•• L• | Hedge Fund | $2.3B | 27 | Feb 28, 2018 |
| S••••••• E••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $2.2B | 39 | Jun 20, 2013 |
| S••••••• C••••• O••••••••• M••••• F•••• L••• | Hedge Fund | $2.1B | 1 | Mar 30, 2012 |
| S••••••• S•• L• | Hedge Fund | $1.3B | 27 | Feb 28, 2018 |
| O•••• L•••no longer reported | Hedge Fund | $907M | 24 | Mar 30, 2012 |
| S••••••• E••••••• O••••••• I••••••••• F•••• L•••no longer reported | Hedge Fund | $822M | 17 | Jun 20, 2013 |
| S••••••• C••••• O••••••••• D••••••• P•••••••• L• | Hedge Fund | $780M | 65 | Apr 1, 2013 |
| S••••••• T••••••• C••••• M••••• F••• I• L• | Hedge Fund | $756M | 2 | Aug 24, 2022 |
| S••••••• R••• E••••• F••• I••• L• | Real Estate Fund | $705M | 41 | May 29, 2014 |
| S••••••• N• R••• E••••• O••••••••• L• | Real Estate Fund | $671M | 27 | Feb 28, 2018 |
| S••••••• C••••• O••••••••• O••••••• I••••••••• F•••• L• | Hedge Fund | $647M | 2 | Mar 30, 2012 |
| O• E••••• F•••• L•••no longer reported | Hedge Fund | $618M | 2 | Mar 30, 2012 |
| O••• V•• L••• | Securitized Asset Fund | $547M | 2 | May 29, 2014 |
| O••• X••• L••• | Securitized Asset Fund | $536M | 0 | Feb 28, 2018 |
| S••••••• R••• E••••• W•• C••••••••• F••• L• | Real Estate Fund | $534M | 6 | Feb 17, 2022 |
| O••• F•••••• I•• L••• | Securitized Asset Fund | $516M | 2 | Feb 28, 2013 |
| O••• X••••• L••• | Securitized Asset Fund | $510M | 3 | Feb 28, 2020 |
| S••••••• G• O••••••••• O••••••• I••••••••• F•••• L•••no longer reported | Hedge Fund | $497M | 1 | Apr 1, 2013 |
| S••••••• G• O••••••••• O••••••• F•••• L•••no longer reported | Hedge Fund | $496M | 1 | Apr 1, 2013 |
| S••••••• E••••••• C•• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $494M | 3 | Feb 28, 2023 |
| O••• F•••••• V• L•••no longer reported | Securitized Asset Fund | $490M | 0 | Feb 28, 2014 |
| O••• I•• L••• | Securitized Asset Fund | $489M | 0 | Dec 23, 2014 |
| S••••••• E••••••• C•• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $475M | 3 | Mar 1, 2017 |
| S••••••• E••••••• C•• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $474M | 3 | Feb 28, 2018 |
| S••••••• E••••••• C•• V• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $473M | 0 | Feb 28, 2020 |
| O••• X••••• L••• | Securitized Asset Fund | $464M | 3 | Mar 1, 2019 |
| S••••••• E••••••• C•• V• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $458M | 0 | Mar 1, 2019 |
| O•••• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $442M | 0 | Mar 1, 2019 |
| O••• X•• L••• | Securitized Asset Fund | $425M | 3 | Mar 1, 2019 |
| O••• X••• L••• | Securitized Asset Fund | $422M | 3 | Mar 1, 2019 |
| O••• F•••••• I•• L••• | Securitized Asset Fund | $416M | 3 | Feb 28, 2014 |
| S••••••• C•• X••• L••• | Securitized Asset Fund | $414M | 3 | Feb 28, 2023 |
| S••••••• C•• X•••• L••• | Securitized Asset Fund | $413M | 3 | Feb 17, 2022 |
| S••••••• C•• X••••• L••• | Securitized Asset Fund | $413M | 3 | Feb 17, 2022 |
| O•••• I•• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $413M | 3 | Mar 1, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••• W••••• N••••• · President, Chief Operating Officer And Executive Managing Directorcontrolsince 09/2009 · owns less than 5%
- C••••• E••••• B• · Chief Financial Officer And Executive Managing Directorcontrolsince 02/2024 · owns less than 5%
- K•••••••• C••••••• M••• · Chief Compliance Officer, Managing Director And Chief Litigation And Regulatory Counselcontrolsince 04/2024 · owns less than 5%
- L••••• J•••• · Chief Investment Officer, Executive Managing Partner And Executive Managing Directorcontrolsince 11/2023 · owns less than 5%
- P••••••• H•••••• · Chief Financial Officer Of S••••••• Funds And Executive Managing Directorcontrolsince 02/2024 · owns less than 5%
- S•••••• J•••• · Chief Legal Officer And Executive Managing Directorcontrolsince 02/2024 · owns less than 5%
Entity owners
- C••••• H••••• I• L• · L•••••• Partner Of S••••••• C•••••• L•direct · owns 75% or more
- S••••••• C•••••• H•••••• C••••••••• · General Partner Of S••••••• C•••••• L•direct · owns less than 5%
- R•••• C•••••• C•••• · Sole Shareholder Of S••••••• C•••••• M••••••••• I•••indirect · owns 75% or more of S••••••• C•••••• M••••••••• I••• · public reporting company
- S••••••• C•••••• M••••••••• I••• · Sole Shareholder Of The General Partner Of S••••••• C•••••• L•indirect · owns 75% or more of S••••••• C•••••• H•••••• C•••••••••
Related persons
Schedule D 7.A
- C••••• L•••investment advisern
- L•••••• L•••investment advisern
- M••• C••••••••• G• L••investment adviserpooled vehicle sponsorn
- N••• H••••••• G•• L•••investment adviserpooled vehicle sponsorn
- S••••••• A••••••••• G• L••pooled vehicle sponsorn
- S••••••• A••••••• L••investment adviseryRAUM $989M
- S••••••• A••• A••••••• F•••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• A••••••• 2•••• L••investment advisern
- S••••••• A••••••• 2•••••• L••investment advisern
- S••••••• A••••••• 2•••••• L••investment advisern
- S••••••• C•••••• A••••••• I• L•investment adviserpooled vehicle sponsorn
- S••••••• C•••••• A••••••• L•investment adviserpooled vehicle sponsorn
- S••••••• C•••••• I••••••••• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• C••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• O••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• O••••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• D••••••••• R••• S•• L••investment adviserpooled vehicle sponsorn
- S••••••• D••••••••• R••• S•••••• L•••••• P•••••• L•investment adviserpooled vehicle sponsorn
- S••••••• I••••••••• I••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• I••••••••• I••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• I••••••••• I••••• O••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• I••••••••• I••••• O••••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• L••• M••••••••• L••investment adviserpooled vehicle sponsorn
- S••••••• L•••• A••••••• 2•••••• L••investment adviserpooled vehicle sponsorn
- S••••••• R••• E••••• A••••••••• L•investment adviserpooled vehicle sponsorn
- S••••••• R••• E••••• C•••••• I• L••investment adviserpooled vehicle sponsorn
- S••••••• R••• E••••• C•••••• I• L•investment adviserpooled vehicle sponsory
- S••••••• R••• E••••• C•••••• I•• L••investment adviserpooled vehicle sponsorn
Advisers that list S••••••• C•••••• L• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom24 employees
- Hong Kong, Hong Kong3 employees
What changed
consecutive filings, newest first
- Accounts · 103 to 100Feb 26, 2026 to Mar 24, 2026
- Advisory employees · 106 to 116Feb 26, 2026 to Mar 24, 2026
- Pooled vehicle clients · 101 to 98Feb 26, 2026 to Mar 24, 2026
- Assets in custody · $16B to $22BFeb 26, 2026 to Mar 24, 2026
- Employees · 322 to 343Feb 26, 2026 to Mar 24, 2026
- Private funds · 110 to 98Feb 26, 2026 to Mar 24, 2026
- Discretionary RAUM · $44B to $53BFeb 26, 2026 to Mar 24, 2026
- Pooled vehicle RAUM · $44B to $52BFeb 26, 2026 to Mar 24, 2026
- RAUM · $44B to $53BFeb 26, 2026 to Mar 24, 2026
- Private funds · 101 to 110Oct 13, 2025 to Feb 26, 2026
- Financial planning clients · 0 to 0May 23, 2025 to Oct 13, 2025
- Accounts · 98 to 103Feb 27, 2025 to Mar 31, 2025
- Advisory employees · 94 to 106Feb 27, 2025 to Mar 31, 2025
- Pooled vehicle clients · 96 to 101Feb 27, 2025 to Mar 31, 2025
- Assets in custody · $17B to $16BFeb 27, 2025 to Mar 31, 2025
- Employees · 325 to 322Feb 27, 2025 to Mar 31, 2025
- Discretionary RAUM · $43B to $44BFeb 27, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $43B to $44BFeb 27, 2025 to Mar 31, 2025
- RAUM · $43B to $44BFeb 27, 2025 to Mar 31, 2025
- Private funds · 96 to 101Oct 30, 2024 to Feb 27, 2025
- Accounts · 99 to 98Mar 28, 2024 to May 1, 2024
- Pooled vehicle clients · 97 to 96Mar 28, 2024 to May 1, 2024
- Private funds · 97 to 96Mar 28, 2024 to May 1, 2024
- Advisory employees · 106 to 94Mar 14, 2024 to Mar 28, 2024
- Pooled vehicle clients · 98 to 97Mar 14, 2024 to Mar 28, 2024
- Assets in custody · $19B to $17BMar 14, 2024 to Mar 28, 2024
- Employees · 343 to 325Mar 14, 2024 to Mar 28, 2024
- Private funds · 99 to 97Mar 14, 2024 to Mar 28, 2024
- Discretionary RAUM · $46B to $43BMar 14, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $46B to $43BMar 14, 2024 to Mar 28, 2024
- RAUM · $46B to $43BMar 14, 2024 to Mar 28, 2024
- Private funds · 98 to 99Dec 13, 2023 to Feb 28, 2024
- Accounts · 101 to 99Feb 28, 2023 to Mar 31, 2023
- Advisory employees · 110 to 106Feb 28, 2023 to Mar 31, 2023
- Pooled vehicle clients · 101 to 98Feb 28, 2023 to Mar 31, 2023
- Assets in custody · $28B to $19BFeb 28, 2023 to Mar 31, 2023
- Employees · 337 to 343Feb 28, 2023 to Mar 31, 2023
- Private funds · 110 to 98Feb 28, 2023 to Mar 31, 2023
- Discretionary RAUM · $55B to $46BFeb 28, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $55B to $46BFeb 28, 2023 to Mar 31, 2023
Signals
13 dated events
- Mary Colleen Kilfoyle (Chief Compliance Officer, Managing Director And Chief Litigation And Regulatory Counsel) appeared on Schedule A of S••••••• C•••••• L•May 1, 2024 · Control person joined · fact
- Craig David Zeiden (Chief Compliance Officer, Chief Regulatory Counsel And Executive Managing Director) no longer on Schedule A of S••••••• C•••••• L• (listed 2024-03-28, absent 2024-05-01)May 1, 2024 · Control person left · inference
- Michael David Levine (Chief Legal Officer And Executive Managing Director) no longer on Schedule A of S••••••• C•••••• L• (listed 2024-02-28, absent 2024-03-14)Mar 14, 2024 · Control person left · inference
- Elaine Dava Ritchea (Chief Financial Officer And Executive Managing Director) no longer on Schedule A of S••••••• C•••••• L• (listed 2024-02-28, absent 2024-03-14)Mar 14, 2024 · Control person left · inference
- Julie Siegel (Chief Legal Officer And Executive Managing Director) appeared on Schedule A of S••••••• C•••••• L•Mar 14, 2024 · Control person joined · fact
- B Ellen Conti (Chief Financial Officer And Executive Managing Director) appeared on Schedule A of S••••••• C•••••• L•Mar 14, 2024 · Control person joined · fact
- Herbert Pollard (Chief Financial Officer Of Sculptor Funds And Executive Managing Director) appeared on Schedule A of S••••••• C•••••• L•Mar 14, 2024 · Control person joined · fact
- S••••••• C•••••• L• reported RAUM $61.9B, up 36% from $45.5B (2021-03-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Scott Robert Shafir (Chief Executive Officer And Executive Managing Director) no longer on Schedule A of S••••••• C•••••• L• (listed 2021-03-01, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Michael Thomas Sipp (Chief Financial Officer And Executive Managing Director) no longer on Schedule A of S••••••• C•••••• L• (listed 2020-11-23, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Elaine Dava Ritchea (Chief Financial Officer And Executive Managing Director) appeared on Schedule A of S••••••• C•••••• L•Jan 15, 2021 · Control person joined · fact
- Craig David Zeiden (Chief Compliance Officer & Chief Regulatory Counsel) appeared on Schedule A of S••••••• C•••••• L•Mar 30, 2020 · Control person joined · fact
- O• M••••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sculptor-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sculptor.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-790-0000reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••••• C•••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…