DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••••••• P••• R••• E••••• F•••• L•
Gross asset value
$125M
as of Mar 26, 2018; not a fund size
Peak GAV
$206M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
96%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Mar 30, 2012 to Mar 26, 2018
Reporting history
one row per Form ADV filing
Gross asset value$125M as of Mar 26, 2018
Mar 30, 2012$716,655 then
Owners4 as of Mar 26, 2018
Mar 30, 20123 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-129421reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaSeattle, Washington
- Interactive Brokers LLCGreenwich, Connecticut · LEI 50OBSE5T5521O6SMZR2
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Bank Of America Merrill LynchSan Francisco, California
- Societe GeneraleNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons