DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••• P••• M•••••••••
Legal name B•••••••• P••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Oct 31, 2003
RAUM
$767M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$767M as of Mar 31, 2026
Mar 30, 2012$2.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)5 as of Mar 31, 2026
Apr 1, 201320 then
Private funds9 as of Mar 31, 2026
Mar 30, 201217 then
RAUM -19% over the last fiscal year-9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $775M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$767M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $775M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- C••••••• S•••••• A•••••• · Cco, Cfo, & Ownercontrolsince 01/2015 · owns 10% to 25%
- F•••••••• R•••••• S•••• · Cio & Ownercontrolsince 08/2008 · owns 25% to 50%
- F••••••••• S•••• · Ownercontrolsince 07/2003 · owns 10% to 25%
- W•••••••• S••••••• R••• · Ownercontrolsince 12/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 2Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $947M to $775MMar 28, 2025 to Mar 31, 2026
- Employees · 8 to 5Mar 28, 2025 to Mar 31, 2026
- HQ city · TACOMA to GIG HARBORMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $947M to $767MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $947M to $767MMar 28, 2025 to Mar 31, 2026
- RAUM · $947M to $767MMar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.0B to $947MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.0B to $947MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.0B to $947MMar 28, 2024 to Mar 28, 2025
- RAUM · $1.0B to $947MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 9Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $1.0B to $1.0BMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.0B to $1.0BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.0B to $1.0BMar 30, 2023 to Mar 28, 2024
- RAUM · $1.0B to $1.0BMar 30, 2023 to Mar 28, 2024
- Assets in custody · $984M to $1.0BMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $984M to $1.0BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $984M to $1.0BMar 30, 2022 to Mar 30, 2023
- RAUM · $984M to $1.0BMar 30, 2022 to Mar 30, 2023
- Advisory employees · 6 to 5Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $1.0B to $984MMar 30, 2021 to Mar 30, 2022
- Employees · 9 to 8Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.0B to $984MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.0B to $984MMar 30, 2021 to Mar 30, 2022
- RAUM · $1.0B to $984MMar 30, 2021 to Mar 30, 2022
- Accounts · 10 to 9Apr 6, 2020 to Mar 30, 2021
- Pooled vehicle clients · 10 to 4Apr 6, 2020 to Mar 30, 2021
- Assets in custody · $942M to $1.0BApr 6, 2020 to Mar 30, 2021
- Employees · 11 to 9Apr 6, 2020 to Mar 30, 2021
- Private funds · 10 to 9Apr 6, 2020 to Mar 30, 2021
- Discretionary RAUM · $942M to $1.0BApr 6, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $942M to $1.0BApr 6, 2020 to Mar 30, 2021
- RAUM · $942M to $1.0BApr 6, 2020 to Mar 30, 2021
- Advisory employees · 5 to 6Mar 28, 2019 to Mar 27, 2020
- Assets in custody · $680M to $942MMar 28, 2019 to Mar 27, 2020
- Employees · 9 to 11Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $680M to $942MMar 28, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $680M to $942MMar 28, 2019 to Mar 27, 2020
Signals
2 dated events
- Reid Stephen Westphal (Owner) appeared on Schedule A of B•••••••• P••• M•••••••••Mar 30, 2021 · Control person joined · fact
- B•••••••• P••• M••••••••• reported RAUM $941.7M, up 38% from $680.4M (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/1209349reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 253-573-0657reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026