DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• R• O••••••••• F•••• L•••
Gross asset value
$555M
as of Oct 15, 2024; not a fund size
Peak GAV
$555M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
27 filings
Aug 27, 2019 to Oct 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$555M as of Oct 15, 2024
Aug 27, 2019$252M then
Owners2 as of Oct 15, 2024
Aug 27, 20192 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-342646reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Commerzbank AktiengesellschaftFrankfurt, Germany · LEI 5299000SAWQZ3FCO7056
- Cowen And CompanyNew York, New York
- Deutsche Bank AgNew York, New York · LEI 7LTWFZYICNSX8D621K86
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Jefferies Group LLCNew York, New York · LEI NY9Q8VBNB6D1L6YV0J84
- Jpmorgan Chase Bank, NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Kroll Agency Services LimitedLondon, United Kingdom · LEI 213800IWTONSJABE7V80
- Merrill Lynch International, LLCNew York, New York · LEI 549300J8H1BYG1YAFY05
- Morgan Stanley & Co. LLCNew York, New York
- Mufg Securities Americas Inc.New York, New York
- Standard Chartered Finance Private LimitedMumbai, India · LEI 549300OUNE6Z1YT4HC88
- Wells Fargo Bank, National AssociationCharlotte, North Carolina · LEI KB1H1DSPRFMYMCUFXT09
- Wilmington Savings Fund Society, FsbWilmington, Delaware · LEI 5493005DKMV1IHIM8E20
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons