DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• E••••• I••••••••• M••••••••• L•••
Latest filing May 5, 2026
First filing on the tape Mar 30, 2012 · 55 filings
SEC status approved since Jul 2, 2004
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
183
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
14
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$3.9B as of May 5, 2026
Mar 30, 2012$3.7B then
HNW client RAUM$0 as of May 5, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Apr 1, 20130 then
Employees (5.A)183 as of May 5, 2026
Apr 1, 201338 then
Private funds14 as of May 5, 2026
Mar 30, 201211 then
RAUM -6.1% over the last fiscal year-5.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $178MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.9B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.9B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- G••••••• S••••• E••••• · President, Managing Partner And General Counsel Of A••••• Capital Groupcontrolsince 02/2004 · owns less than 5%
- L•••••• T•••••• M••• · Chief Financial Officer Of A••••• Capital Groupcontrolsince 04/2011 · owns less than 5%
- L••••• M•••• N•• · Chairman And Chief Executive Officer Of A••••• Capital Groupcontrolsince 02/2004 · owns less than 5%
- S•••••••• A•••••• K•••• · Chief Compliance Officer Of A••••• Capital Groupcontrolsince 01/2019 · owns less than 5%
- G••••••• S••••• E••••• · Managing Member (Elected Manager) Of A••••• G• E•••••• L••controlsince 10/2006 · owns F of A••••• G• E•••••• L••
- G••••••• S••••• E••••• · Managing Member Of A••••• E••••• International Management G••••• LLCcontrolsince 10/2006 · owns F of A••••• E••••• International Management G••••• LLC
- G••••••• S••••• E••••• · Managing Member Of A••••• M••••••••• H••••• G•••••• L••controlsince 10/2006 · owns F of A••••• M••••••••• H••••• G•••••• L••
- G••••••• S••••• E••••• · Managing Member Of G• M••••••••• L••controlsince 10/2006 · owns F of G• M••••••••• L••
- L••••• M•••• N•• · Managing Member Of A••••• E••••• International Management G••••• LLCcontrolsince 10/2006 · owns 75% or more of A••••• E••••• International Management G••••• LLC
- L••••• M•••• N•• · Managing Member (Elected Manager) Of A••••• G• E•••••• L••controlsince 10/2006 · owns 50% to 75% of A••••• G• E•••••• L••
- L••••• M•••• N•• · Managing Member Of A••••• M••••••••• H••••• G•••••• L••controlsince 10/2006 · owns 75% or more of A••••• M••••••••• H••••• G•••••• L••
- L••••• M•••• N•• · Managing Member Of G• M••••••••• L••controlsince 10/2006 · owns 75% or more of G• M••••••••• L••
- K••••••• N•••• N•• · Chief Technology Officer Of A••••• Capital Groupsince 02/2009 · owns less than 5%
Entity owners
- A••••• E••••• I••••••••• M••••••••• G•••••• L•• · General Partner Of A••••• E••••• I••••••••• M••••••••• L•••direct · owns less than 5%
- A••••• G• E•••••• L•• · Limited Partner Of A••••• E••••• I••••••••• M••••••••• L•••direct · owns 75% or more
- A••••• M••••••••• H••••• G•••••• L•• · General Partner Of A••••• M••••••••• H•••••• L•••indirect · owns F of A••••• M••••••••• H•••••• L•••
- A••••• M••••••••• H•••••• L••• · Managing Member Of A••••• Gl E••••• LLCindirect · owns F of A••••• G• E•••••• L••
- G• M••••••••• L•• · Managing Member Of M•• M••••••••• L••indirect · owns 75% or more of M•• M••••••••• L••
- M•• M••••••••• L•• · Limited Partner Of A••••• M••••••••• H•••••• L•••indirect · owns 50% to 75% of A••••• M••••••••• H•••••• L•••
Related persons
Schedule D 7.A
- A•••• I••••••••• L••broker-dealern
- A••••• A••• C•••••• M••••••••• L•••investment adviserbanknRAUM $1.9B
- A••••• C•••••• M••••••••• I•• L•••investment adviserbanknRAUM $5.0B
- A••••• C• P•••••••• L••investment adviserbankpooled vehicle sponsorn
- A••••• E••••• C•••••• P••••••• I••• L••investment adviserbankpooled vehicle sponsorn
- A••••• E••••• C•••••• P••••••• I•• L••investment adviserbankpooled vehicle sponsorn
- A••••• E••••• C•••••• P••••••• V• L••investment adviserbankpooled vehicle sponsorn
- A••••• E••••• O••••••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- A••••• E••••• P•••••• L•••••• P•••••••• L••investment adviserbankpooled vehicle sponsorn
- A••••• E••••• S••••••••• C••••• P•••••••• L••investment adviserbankpooled vehicle sponsorn
- A••••• I•••••• O••••••••• F••• G••••• S•••investment adviserbankpooled vehicle sponsorn
- A••••• R••••• P•••••••• L••investment adviserbankpooled vehicle sponsorn
- A••••• R• O••••••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- A••••••••• E••••• O••••••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- G• A••••• E••••••• M••••••••• L••investment adviserpooled vehicle sponsorn
Advisers that list A••••• E••••• I••••••••• M••••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Luxembourg, Luxembourg
What changed
consecutive filings, newest first
- Advisory employees · 11 to 9Feb 18, 2026 to Mar 31, 2026
- Assets in custody · $4.2B to $3.9BFeb 18, 2026 to Mar 31, 2026
- Employees · 179 to 183Feb 18, 2026 to Mar 31, 2026
- Private funds · 15 to 14Feb 18, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.2B to $3.9BFeb 18, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $4.2B to $3.9BFeb 18, 2026 to Mar 31, 2026
- RAUM · $4.2B to $3.9BFeb 18, 2026 to Mar 31, 2026
- Private funds · 13 to 15Apr 30, 2025 to Feb 18, 2026
- Accounts · 23 to 22Oct 15, 2024 to Apr 30, 2025
- Advisory employees · 12 to 11Oct 15, 2024 to Apr 30, 2025
- Pooled vehicle clients · 23 to 22Oct 15, 2024 to Apr 30, 2025
- Assets in custody · $4.8B to $4.2BOct 15, 2024 to Apr 30, 2025
- Employees · 186 to 179Oct 15, 2024 to Apr 30, 2025
- Financial planning clients · unset to Oct 15, 2024 to Apr 30, 2025
- Discretionary RAUM · $4.8B to $4.2BOct 15, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $4.8B to $4.2BOct 15, 2024 to Apr 30, 2025
- RAUM · $4.8B to $4.2BOct 15, 2024 to Apr 30, 2025
- Private funds · 12 to 13Apr 29, 2024 to Aug 12, 2024
- Accounts · 25 to 23Apr 25, 2023 to Mar 28, 2024
- Advisory employees · 13 to 12Apr 25, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 23Apr 25, 2023 to Mar 28, 2024
- Assets in custody · $4.7B to $4.8BApr 25, 2023 to Mar 28, 2024
- Private funds · 16 to 12Apr 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.7B to $4.8BApr 25, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.7B to $4.8BApr 25, 2023 to Mar 28, 2024
- RAUM · $4.7B to $4.8BApr 25, 2023 to Mar 28, 2024
- Accounts · 26 to 25Nov 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 26 to 25Nov 30, 2022 to Mar 30, 2023
- Assets in custody · $4.3B to $4.7BNov 30, 2022 to Mar 30, 2023
- Employees · 176 to 186Nov 30, 2022 to Mar 30, 2023
- Private funds · 18 to 16Nov 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.3B to $4.7BNov 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.3B to $4.7BNov 30, 2022 to Mar 30, 2023
- RAUM · $4.3B to $4.7BNov 30, 2022 to Mar 30, 2023
- Private funds · 17 to 18Aug 22, 2022 to Nov 22, 2022
- Accounts · 20 to 26Nov 12, 2021 to Mar 31, 2022
- Advisory employees · 16 to 13Nov 12, 2021 to Mar 31, 2022
- Assets in custody · $4.5B to $4.3BNov 12, 2021 to Mar 31, 2022
- Employees · 174 to 176Nov 12, 2021 to Mar 31, 2022
- Private funds · 18 to 17Nov 12, 2021 to Mar 31, 2022
Signals
4 dated events
- Anthony Richard Cocozza (Senior Managing Director, Chief Risk Officer Of Avenue Capital Group) no longer on Schedule A of A••••• E••••• I••••••••• M••••••••• L••• (listed 2024-04-29, absent 2024-08-12)Aug 12, 2024 · Control person left · inference
- Philip Richard Furst (Chief Investment Officer Of Avenue Capital Group) no longer on Schedule A of A••••• E••••• I••••••••• M••••••••• L••• (listed 2020-04-27, absent 2020-07-08)Jul 8, 2020 · Control person left · inference
- Darren Ty Oyer (Chief Compliance Officer Of Avenue Capital Group) no longer on Schedule A of A••••• E••••• I••••••••• M••••••••• L••• (listed 2018-10-09, absent 2019-01-10)Jan 10, 2019 · Control person left · inference
- Keith Andrew Schinder (Chief Compliance Officer Of Avenue Capital Group) appeared on Schedule A of A••••• E••••• I••••••••• M••••••••• L•••Jan 10, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- A••••• E••••• I••••••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.A•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-878-3500reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026