DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• H••• P•••••••• L•••
Gross asset value
$730M
as of Mar 28, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
37
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
39%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Feb 10, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$730M as of Mar 28, 2024
Feb 10, 2012$810M then
Owners37 as of Mar 28, 2024
Feb 10, 201234 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-96016reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI 94-1687665
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Citibank, National AssociationNew York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets LimitedNew York, New York · LEI XKZZ2JZF41MRHTR1V493
- Equiniti Trust Company, LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Securities Inc.New York, New York
- Jpmorgan Chase, N.A..New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch InternationalNew York, New York · LEI RA000585
- Morgan Stanley & Co. LLCNew York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 39%reportedadviser and related persons