DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••• H••• C•••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Feb 10, 2012 · 22 filings
SEC status approved since Mar 1, 2012
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.6B as of Mar 30, 2026
Apr 1, 2013$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)18 as of Mar 30, 2026
Apr 1, 201320 then
Private funds4 as of Mar 30, 2026
Apr 1, 20132 then
RAUM +15% over the last fiscal year+7.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $269MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• H••• P•••••••• L••• | Hedge Fund | $730M | 37 | Feb 10, 2012 |
| C••••••• H••• O••••••••• F•••• L••• | Hedge Fund | $382M | 14 | Mar 27, 2015 |
| C••••••• H••• O••••••• M••••• F•••• L••• | Hedge Fund | $94.1M | 3 | Feb 10, 2012 |
| C••••••• H••• O••••••••• O••••••• M••••• F•••• L••• | Hedge Fund | $66.6M | 2 | Mar 27, 2015 |
Owners and control persons
Schedule A and B, latest filing
- A••••• B•••••• G••••• · Cco & Associate Counsel Of C••••••• H••• C•••••• M••••••••• L•••controlsince 03/2011 · owns less than 5%
- A•••••••• D••••• W•••••• · Md & G•••Ral Counsel Of C••••••• H••• C•••••• M••••••••• L•••controlsince 08/2006 · owns less than 5%
- E••• K••••• D•••• · LP, Ceo & Cio Of C••••••• H••• C•••••• M••••••••• L•••controlsince 04/2006 · owns 75% or more
- K••• G•••••• N•• · Cfo Of C••••••• H••• C•••••• M••••••••• L•••controlsince 07/2011 · owns less than 5%
- E••• K••••• D•••• · Sole Managing Membercontrolsince 04/2006 · owns 75% or more of C•• P•••••••• L•••••
- S•••• U• H••• N•• · Trustee Of E•• F••••• T••••controlsince 12/2006 · owns F of E•• F••••• T••••
- S•••• U• H••• N•• · Trustee, E•• F••••• T••••since 12/2006 · owns less than 5%
Entity owners
- C•• P•••••••• L••••• · G•••Ral Partner Of C••••••• H••• C•••••• M••••••••• L•••direct · owns less than 5%
- E•• F••••• T•••• · LP Of C••••••• H••• C•••••• M••••••••• L•••direct · owns 10% to 25%
Related persons
Schedule D 7.A
- C••••••• H••• C•••••• P•••••••• L•••••bankpooled vehicle sponsorn
- C••••••• H••• O••••••••• C•••••• P••••••• F•• L••bankpooled vehicle sponsorn
- C••••••• H••• O••••••••• C•••••• P•••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $1.0B to $1.2BMar 28, 2025 to Mar 30, 2026
- Employees · 17 to 18Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $1.6BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.4B to $1.6BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.6BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 7 to 6Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $872M to $1.0BMar 28, 2024 to Mar 28, 2025
- Employees · 18 to 17Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.4BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BMar 28, 2024 to Mar 28, 2025
- RAUM · $1.3B to $1.4BMar 28, 2024 to Mar 28, 2025
- Assets in custody · $834M to $872MMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.3BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BMar 30, 2023 to Mar 28, 2024
- RAUM · $1.3B to $1.3BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 8 to 7Jan 3, 2023 to Mar 30, 2023
- Assets in custody · $930M to $834MJan 3, 2023 to Mar 30, 2023
- Employees · 20 to 18Jan 3, 2023 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $1.3BJan 3, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.3BJan 3, 2023 to Mar 30, 2023
- RAUM · $1.3B to $1.3BJan 3, 2023 to Mar 30, 2023
- Related adviser · true to falseJan 3, 2023 to Mar 30, 2023
- Accounts · 3 to 6Mar 30, 2022 to Oct 17, 2022
- Discretionary RAUM · $930M to $1.3BMar 30, 2022 to Oct 17, 2022
- Pooled vehicle RAUM · $930M to $1.3BMar 30, 2022 to Oct 17, 2022
- RAUM · $930M to $1.3BMar 30, 2022 to Oct 17, 2022
- Assets in custody · $1.3B to $930MMar 26, 2021 to Mar 30, 2022
- Employees · 21 to 20Mar 26, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.3B to $930MMar 26, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.3B to $930MMar 26, 2021 to Mar 30, 2022
- RAUM · $1.3B to $930MMar 26, 2021 to Mar 30, 2022
- Advisory employees · 9 to 8Mar 30, 2020 to Mar 26, 2021
- Assets in custody · $1.5B to $1.3BMar 30, 2020 to Mar 26, 2021
- Employees · 24 to 21Mar 30, 2020 to Mar 26, 2021
- Discretionary RAUM · $1.5B to $1.3BMar 30, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $1.5B to $1.3BMar 30, 2020 to Mar 26, 2021
- RAUM · $1.5B to $1.3BMar 30, 2020 to Mar 26, 2021
- Advisory employees · 12 to 9Mar 28, 2019 to Mar 30, 2020
Signals
4 dated events
- C••••••• H••• C•••••• M••••••••• L••• reported RAUM $1.3B, up 35% from $930.0M (2022-03-30 to 2022-10-17)Oct 17, 2022 · RAUM change · derived
- C••••••• H••• C•••••• M••••••••• L••• reported RAUM $930.0M, down 30% from $1.3B (2021-03-26 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Evans Sean Cullinan (President Of C••••••• H••• C•••••• M••••••••• L•••) no longer on Schedule A of C••••••• H••• C•••••• M••••••••• L••• (listed 2021-03-26, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Young Gene Ko (Non-Managing Member C••••••• H••• C•••••• P•••••••• L•••••) no longer on Schedule A of C••••••• H••• C•••••• M••••••••• L••• (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 973-921-3420reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026