DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••• G••••• E••••• F•••

Other Private Fundadvised byH••• G••••• A•••• M••••••••• ••• L••••••asset manager805-4529434128no longer reportedIAPD
Gross asset value
$859M
as of May 14, 2018; not a fund size
Peak GAV
$859M
highest filing
Owners
5,619
beneficial owners reported
Minimum investment
$630
as reported
Adviser and related own
0%
of the fund
Owned by funds
91%
fund-of-funds interests
Non-US owners
99%
Reported
2 filings
May 9, 2018 to May 14, 2018
Reporting history
one row per Form ADV filing
Gross asset value$859M as of May 14, 2018
May 9, 2018$859M then
Owners5,619 as of May 14, 2018
May 9, 20185,619 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Canadareported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
PRIVATE FUND UNDER SECTION 3(C)(1) OFreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • The Northern Trust Company, Canada Branch
    Toronto, On, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons