DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hsbc Global Asset Management (Uk) Limited
Latest filing Sep 2, 2026
First filing on the tape Mar 31, 2012 · 42 filings
SEC status approved since Oct 12, 2010
RAUM
$260B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
399
194 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$260B as of Mar 31, 2026
Mar 31, 2012$108B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20120 then
Employees (5.A)399 as of Mar 31, 2026
Mar 27, 2013529 then
Private funds2 as of Mar 27, 2018
Mar 31, 20121 then
RAUM +24% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $885MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$216B83%
- Banks and thrifts$20B7.5%
- Insurance companies$16B6.1%
- State and municipal entities$6.1B2.3%
- Pension and profit-sharing plans$1.9B0.7%
- Corporations and businesses$1.3B0.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 294reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.09 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
50 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hsbc Global Investment Fund - Economic Scale Index Japan Equityno longer reported | Other Private Fund | $15B | 205 | Mar 30, 2017 |
| Hsbc Open Funds - World Selection Balanced Portfoliono longer reported | Other Private Fund | $2.0B | 1 | May 1, 2013 |
| Hsbc Global Investment Funds - Chinese Equityno longer reported | Other Private Fund | $1.6B | 446 | Mar 27, 2018 |
| Hsbc Index Tracker Investment Funds - European Index Fundno longer reported | Other Private Fund | $1.2B | 854 | Mar 30, 2016 |
| Hsbc Global Investment Funds - Bric Equityno longer reported | Other Private Fund | $1.2B | 462 | May 1, 2013 |
| Hsbc Index Tracker- Ftse All Share Index Fundno longer reported | Other Private Fund | $1.1B | 2,578 | May 1, 2013 |
| Hsbc Index Tracker Funds - American Index Fundno longer reported | Other Private Fund | $1.0B | 1 | May 1, 2013 |
| M&S Worldwide Managed Fundno longer reported | Other Private Fund | $950M | 26,000 | May 8, 2013 |
| Hsbc Index Tracker Funds - Ftse 100 Index Fundno longer reported | Other Private Fund | $903M | 1 | May 1, 2013 |
| Hsbc Investment Funds- Uk Growth & Income Fundno longer reported | Other Private Fund | $894M | 4,127 | May 1, 2013 |
| Hsbc Global Equity Fundno longer reported | Other Private Fund | $859M | 5,619 | May 9, 2018 |
| Hsbc European Leveraged Alpha (Dollar) Fundno longer reported | Hedge Fund | $734M | 37 | Aug 28, 2012 |
| Hsbc European Leveraged Alpha (Euro) Fundno longer reported | Hedge Fund | $734M | 37 | Aug 28, 2012 |
| Hsbc Open Fund S- World Selection Dyanmic Portfoliono longer reported | Other Private Fund | $720M | 1 | May 1, 2013 |
| Hsbc Open Funds - Global Distribution Fundno longer reported | Other Private Fund | $694M | 1 | May 1, 2013 |
| Hsbc Global Investment Funds - Frontier Marketsno longer reported | Other Private Fund | $495M | 144 | Mar 31, 2012 |
| Hsbc Global Investment Funds - Asia Ex Japan Equityno longer reported | Other Private Fund | $480M | 344 | Mar 27, 2018 |
| Marks And Spencer Uk 100 Companies Fundno longer reported | Other Private Fund | $477M | 24,000 | May 1, 2013 |
| Hsbc Investment Funds- Corporate Bond Fundno longer reported | Other Private Fund | $458M | 2,266 | May 1, 2013 |
| Hsbc Investment Funds Income Fundno longer reported | Other Private Fund | $452M | 10 | May 1, 2013 |
| Marks And Spencer High Income Fundno longer reported | Other Private Fund | $446M | 18,000 | May 8, 2013 |
| Hsbc Investment Funds- Balanced Fundno longer reported | Other Private Fund | $376M | 5,972 | May 1, 2013 |
| Hsbc Investment Funds - Monthly Incomeno longer reported | Other Private Fund | $353M | 10 | May 1, 2013 |
| Hsbc Index Tracker Funds - European Index Fundno longer reported | Other Private Fund | $333M | 1 | May 1, 2013 |
| Hsbc Global Equity Fundno longer reported | Other Private Fund | $329M | 6,745 | Apr 30, 2015 |
| Hsbc Index Tracker Funds - Pacific Index Fundno longer reported | Other Private Fund | $248M | 1 | May 1, 2013 |
| Hsbc Specialist Investment Funds- European Growth Fundno longer reported | Other Private Fund | $226M | 3,413 | May 1, 2013 |
| Hsbc Global Investment Funds - Russia Equityno longer reported | Other Private Fund | $220M | 309 | May 1, 2013 |
| Hsbc Global Investment Funds - Global Bondno longer reported | Other Private Fund | $206M | 215 | May 1, 2013 |
| Hsbc Global Investments Fund - Bric Markets Equityno longer reported | Other Private Fund | $177M | 211 | Mar 30, 2017 |
| Hsbc Index Tracker Funds - Japan Index Fundno longer reported | Other Private Fund | $174M | 1 | May 1, 2013 |
| Hsbc Index Tracker Funds - Ftse 250 Index Fundno longer reported | Other Private Fund | $174M | 1 | May 1, 2013 |
| Hsbc Global Investment Fund- Global Emerging Markets Equityno longer reported | Other Private Fund | $172M | 164 | May 1, 2013 |
| Hsbc Global Investment Funds - European Equityno longer reported | Other Private Fund | $163M | 264 | May 1, 2013 |
| Hsbc Investment Funds - Gilt And Fixed Interestno longer reported | Other Private Fund | $160M | 10 | May 1, 2013 |
| Hsbc Growth Fund Of Fundsno longer reported | Other Private Fund | $156M | 1 | May 1, 2013 |
| Hsbc European Alpha (Dollar) Fundno longer reported | Hedge Fund | $152M | 17 | Aug 28, 2012 |
| Hsbc European Alpha Dividend (Yen) Fundno longer reported | Hedge Fund | $152M | 17 | Aug 28, 2012 |
| Hsbc European Alpha (Euro) Fundno longer reported | Hedge Fund | $152M | 17 | Aug 28, 2012 |
| Hsbc Specialist Funds- Uk Freestyle Fundno longer reported | Other Private Fund | $147M | 931 | May 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Sajeda Bana · Chief Financial Officercontrolsince 02/2022 · owns less than 5%
- Jonathan Beater · Company Secretarycontrolsince 04/2020 · owns less than 5%
- Bernice Cole · Chief Legal Officercontrolsince 03/2015 · owns less than 5%
- Charles Anthony Corfield · Chief Operating Officercontrolsince 07/2008 · owns less than 5%
- Natasha Cork · Director & Chief Risk And Compliance Officercontrolsince 10/2023 · owns less than 5%
- Iain Jonathan Curry · Director & Chief Investment Officercontrolsince 05/2024 · owns less than 5%
- Matteo Pardi · Chairmancontrolsince 07/2023 · owns less than 5%
- Kingsley Stuart White · Director & Chief Executive Officercontrolsince 04/2020 · owns less than 5%
- Michelle Hilliman · Directorsince 05/2024 · owns less than 5%
Entity owners
- Hsbc Global Asset Management Limited · Holding Companydirect · owns 75% or more
- Hsbc Holdings Plc · Holding Companyindirect · owns 75% or more of Hsbc Investment Bank Holdings Plc
Related persons
Schedule D 7.A
- Hsbc Alternative Investments Limitedinvestment advisern
- Hsbc Asset Management (India) Private Limitedinvestment adviserbankn
- Hsbc Bank Plccustodiann
- Hsbc Global Asset Management (Bermuda) Limitedinvestment adviserpooled vehicle sponsorn
- Hsbc Global Asset Management (Deutschland) Gmbhinvestment advisern
- Hsbc Global Asset Management (France)investment advisern
- Hsbc Global Asset Management (Hong Kong) Limitedinvestment advisernRAUM $149B
- Hsbc Global Asset Management (Japan) Kkinvestment advisern
- Hsbc Global Asset Management (Malta) Limitedinvestment advisern
- Hsbc Global Asset Management (Singapore) Limitedinvestment advisernRAUM $8.0B
- Hsbc Global Asset Management (Taiwan) Limitedinvestment advisern
- Hsbc Global Asset Management (USA) Inc.investment adviserbanknRAUM $157B
- Hsbc Global Asset Management Limitedinvestment advisery
- Hsbc Investment Funds (Hong Kong) Limitedinvestment adviserpooled vehicle sponsorn
- Hsbc Investment Funds (Luxembourg) Sapooled vehicle sponsory
- Hsbc Jintrust Fund Management Company Ltdinvestment adviserpooled vehicle sponsorn
- Hsbc Uk Bank Plccustodiann
- RBC Indigo Asset Management Inc.investment advisern
- The Hongkong And Shanghai Banking Corporationy
Advisers that list Hsbc Global Asset Management (Uk) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
- Whiteley, Hants, United Kingdom10 employees
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 31, 2026 to Sep 2, 2026
- HQ state · to unsetMar 31, 2026 to Sep 2, 2026
- Succession · false to unsetMar 31, 2026 to Sep 2, 2026
- Accounts · 178 to 294Jul 29, 2025 to Mar 31, 2026
- Advisory employees · 195 to 194Jul 29, 2025 to Mar 31, 2026
- Corporate clients · 15 to 11Jul 29, 2025 to Mar 31, 2026
- Pension plan clients · 9 to 5Jul 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 113 to 238Jul 29, 2025 to Mar 31, 2026
- Employees · 416 to 399Jul 29, 2025 to Mar 31, 2026
- Financial planning clients · to 0Jul 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $210B to $260BJul 29, 2025 to Mar 31, 2026
- Pension RAUM · $12B to $1.9BJul 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $145B to $216BJul 29, 2025 to Mar 31, 2026
- RAUM · $210B to $260BJul 29, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 9, 2025 to Jul 29, 2025
- Accounts · 187 to 178Feb 14, 2025 to Apr 9, 2025
- Advisory employees · 190 to 195Feb 14, 2025 to Apr 9, 2025
- Corporate clients · 16 to 15Feb 14, 2025 to Apr 9, 2025
- Pooled vehicle clients · 120 to 113Feb 14, 2025 to Apr 9, 2025
- Employees · 424 to 416Feb 14, 2025 to Apr 9, 2025
- Discretionary RAUM · $161B to $210BFeb 14, 2025 to Apr 9, 2025
- Pension RAUM · $11B to $12BFeb 14, 2025 to Apr 9, 2025
- Pooled vehicle RAUM · $107B to $145BFeb 14, 2025 to Apr 9, 2025
- RAUM · $161B to $210BFeb 14, 2025 to Apr 9, 2025
- HQ state · unset to May 29, 2024 to Feb 14, 2025
- Accounts · 169 to 187Oct 9, 2023 to Mar 28, 2024
- Advisory employees · 162 to 190Oct 9, 2023 to Mar 28, 2024
- Corporate clients · 15 to 16Oct 9, 2023 to Mar 28, 2024
- Pooled vehicle clients · 117 to 120Oct 9, 2023 to Mar 28, 2024
- Employees · 392 to 424Oct 9, 2023 to Mar 28, 2024
- Discretionary RAUM · $119B to $161BOct 9, 2023 to Mar 28, 2024
- Pension RAUM · $8.2B to $11BOct 9, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $79B to $107BOct 9, 2023 to Mar 28, 2024
- RAUM · $119B to $161BOct 9, 2023 to Mar 28, 2024
- Accounts · 174 to 169Jan 19, 2023 to Mar 30, 2023
- Advisory employees · 169 to 162Jan 19, 2023 to Mar 30, 2023
- Corporate clients · 6 to 15Jan 19, 2023 to Mar 30, 2023
- Pension plan clients · 12 to 9Jan 19, 2023 to Mar 30, 2023
- Pooled vehicle clients · 125 to 117Jan 19, 2023 to Mar 30, 2023
- Employees · 349 to 392Jan 19, 2023 to Mar 30, 2023
Signals
24 dated events
- Hsbc Global Asset Management (Uk) Limited reported RAUM $210.3B, up 31% from $160.7B (2025-02-14 to 2025-04-09)Apr 9, 2025 · RAUM change · derived
- Mary Joanna Munro (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2024-03-28, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Hsbc Global Asset Management (Uk) Limited reported RAUM $160.7B, up 35% from $119.2B (2023-10-09 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Matteo Pardi (Chairman) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedAug 3, 2023 · Control person joined · fact
- Eduard Walter Rudolf Apenbrink (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2023-03-30, absent 2023-07-04)Jul 4, 2023 · Control person left · inference
- Iain Jonathan Curry (Chief Investment Officer) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 30, 2023 · Control person joined · fact
- James Timothy Palmer (Director & Chief Risk Officer) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2023-01-19, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Mark Hardiman (Chief Financial Officer) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2023-01-19, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Sajeda Bana (Chief Financial Officer) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 30, 2023 · Control person joined · fact
- Vis Nayar (Chief Investment Officer) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2023-01-19, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Christine Chow (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2022-03-30, absent 2023-01-19)Jan 19, 2023 · Control person left · inference
- Vis Nayar (Chief Investment Officer) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 30, 2022 · Control person joined · fact
- Bernice Cole (Chief Legal Officer) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 30, 2022 · Control person joined · fact
- Mary Joanna Munro (Director) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 1, 2022 · Control person joined · fact
- Gordon Melissa Mcdonald (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2021-06-30, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Christine Chow (Director) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 1, 2022 · Control person joined · fact
- Simon Andrew Clark (Director & Chief Executive Officer) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2020-03-27, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- Eduard Walter Rudolf Apenbrink (Director) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 22, 2021 · Control person joined · fact
- Kingsley Stuart White (Director & Chief Executive Officer) appeared on Schedule A of Hsbc Global Asset Management (Uk) LimitedMar 22, 2021 · Control person joined · fact
- Spencer Christopher Cheetham (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2020-03-27, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- Hsbc Global Asset Management (Uk) Limited reported RAUM $93.6B, up 33% from $70.6B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- James Philip Glaze (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2019-03-29, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Mary Joanna Munro (Chairman) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2019-03-29, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Allegra Charlotte Berman (Director) no longer on Schedule A of Hsbc Global Asset Management (Uk) Limited (listed 2018-05-14, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ASSETMANAGEMENT.HSBC.CO.UKreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44 238 072 2582reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026