DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••• G••••• F•••• I••••• F••• •••••••• L•
Gross asset value
$13B
as of Feb 14, 2020; not a fund size
Peak GAV
$39B
highest filing
Owners
145
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
10%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
64%
Reported
16 filings
Feb 10, 2012 to Feb 14, 2020
Reporting history
one row per Form ADV filing
Gross asset value$13B as of Feb 14, 2020
Feb 10, 2012$9.7B then
Owners145 as of Feb 14, 2020
Feb 10, 2012372 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Bahamas, Thereported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank Nederland N.V.Amsterdam, Netherlands · LEI 549300SGF4BS54YG8M65
- Citco Banking Corporation N.V.Willemstad, Curacao · LEI 549300HEYP0HGEVT8L46
- Citigroup Global Markets Inc.New York, New York · LEI MBNUM2BPBDO7JBLYG310
- Credit Suisse Securities (Europe) Ltd.London, United Kingdom · LEI DL6FFRRLF74S01HE2M14
- Credit Suisse Securities (USA) LLCNew York, New York · LEI 1V8Y6QCX6YMJ2OELII46
- Goldman Sachs & Co. LLCNew York, New York · LEI FOR8UP27PHTHYVLBNG3
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Chase Bank, NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- J.P. Morgan Securities LLCNew York, New York · LEI ZBUT11V806EZRVTWT807
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
- Mizuho Securities USA LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 10%reportedadviser and related persons