DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160188SEC 801-73302website IAPD

Latest filing Mar 31, 2026

First filing on the tape Feb 10, 2012 · 34 filings

SEC status approved since Mar 30, 2012

RAUM

$24B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

337

166 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

34 filings and snapshots on the tape

RAUM$24B as of Mar 31, 2026

Mar 28, 2013$38B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 28, 20130 then

Employees (5.A)337 as of Mar 31, 2026

Mar 28, 2013387 then

Private funds5 as of Mar 31, 2026

Mar 28, 20137 then

RAUM n/a over the last fiscal year-16% a year over three

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $3.9BderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Custody: $792M, 5 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$24B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $792M for 5 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

22 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••• M•••• M••••••• F•••• L•••no longer reported	Hedge Fund	$13B	105	Feb 10, 2012
M•••• G••••• F•••• I••••• F••• •••••••• L•no longer reported	Hedge Fund	$13B	145	Feb 10, 2012
J•• M••••• F•••• L•••no longer reported	Hedge Fund	$11B	13	Feb 14, 2020
M•••• G••••• I••••••••• L•••no longer reported	Hedge Fund	$8.0B	132	Feb 10, 2012
M•••• M•••• F•••• L•no longer reported	Hedge Fund	$8.0B	251	Feb 10, 2012
R•••••••• I••••••••• S••••••••• L•••no longer reported	Hedge Fund	$1.6B	117	Feb 10, 2012
R• M••••• L•••no longer reported	Hedge Fund	$1.3B	2	Feb 10, 2012
G• E••••••• E••••• M•••••• F••• •••••••• L•no longer reported	Hedge Fund	$1.0B	140	Feb 10, 2012
G• M••••• L•no longer reported	Hedge Fund	$1.0B	54	Feb 10, 2012
M•••• S•••••••• C••••• M••••• F••• I•• L•no longer reported	Hedge Fund	$548M	8	Mar 30, 2020
M•••• M•••• M••••••• F•••• L•no longer reported	Hedge Fund	$428M	37	Feb 10, 2012
M•••• E••••••• M•••••• F••• •••••••• L•no longer reported	Hedge Fund	$235M	6	Feb 10, 2012
G• L•••• E••••••• M•••••• F••• •••••••• L•no longer reported	Hedge Fund	$188M	15	Feb 10, 2012
M•••• A•••• B••••• F•••• L•no longer reported	Hedge Fund	$181M	4	Aug 26, 2016
M•• •••• L••	Hedge Fund	$168M	4	Feb 27, 2023
M•••• A•••• B••••• M••••• F••• I•• L•	Hedge Fund	$78.0M	19	Aug 26, 2016
K•• ••••• L••no longer reported	Hedge Fund	$71.6M	4	Mar 31, 2021
M•••• S•••••••• C••••• F••• I•• L•no longer reported	Hedge Fund	$50.6M	4	Mar 30, 2020
K••• L••no longer reported	Hedge Fund	$46.4M	24	Mar 28, 2014
M•• ••• I• L••no longer reported	Hedge Fund	$45.2M	2	Nov 23, 2020
K•• ••••• L••no longer reported	Hedge Fund	$9.2M	5	Mar 30, 2020
K•• ••••• L•	Hedge Fund	$7.7M	16	Aug 26, 2016

Owners and control persons

Schedule A and B, latest filing

B••••• L••••• M•••• · Director, Chairman, Chief Executive Officercontrol
since 03/1989 · owns less than 5%
C••••••• M••••••• E••••• · Director, Presidentcontrol
since 01/1995 · owns less than 5%
D••••• J••••• R••••• · Director, Chief Financial Officercontrol
since 03/2021 · owns less than 5%
K•••• J••••• E••• · Director, Vice President, Secretary And General Counselcontrol
since 02/2007 · owns less than 5%
M•••••••• P•••• K•••• · Director, Managing Director, Global Head Of Investment Businesscontrol
since 05/2021 · owns less than 5%
S••••••• R••••••• B••••• · Director, Chief Operating Officercontrol
since 05/2021 · owns less than 5%
B••••• L••••• M•••• · Shareholdercontrol
since 11/2002 · owns 75% or more of M•• G•••• H•••••••• I•••
C•••••• G••••••• J••• · Limited Partner
since 11/2008 · owns 10% to 25%
H•••••••• M••• · Chief Compliance Officer
since 03/2022 · owns less than 5%

Entity owners

M•••• C•••••• A•••••••• L••••• · General Partner
direct · owns 75% or more
K•••••• M••••••••• I••••••••• L•• · Member
indirect · owns 75% or more of M•••• C•••••• H•••••••• L••
M•• G•••• H•••••••• I••• · Member
indirect · owns 75% or more of K•••••• M••••••••• I••••••••• L••
M•••• C•••••• H•••••••• L•• · Member
indirect · owns 75% or more of M•••• C•••••• A•••••••• L•••••

Related persons

Schedule D 7.A

M•••• A•• F••• G•• L•
investment adviserpooled vehicle sponsory
M•••• C•••••• A•••••••• L•••••
investment adviserbankpooled vehicle sponsory
M•••• F•••••••• S•••••••• I•••
investment adviserbankn
M•••• S• F••• G• I•• L•
investment adviserpooled vehicle sponsory
P••••• D• D••••••••• L••
broker-dealern

Advisers that list M•••• C•••••• M••••••••• L• as a related person

158405 y

Offices

Schedule D 1.F, the 25 largest

Miami, FL7 employees
West Palm Beach, FL3 employees

What changed

consecutive filings, newest first

Accounts · 4 to 6
May 1, 2025 to Mar 31, 2026
Advisory employees · 163 to 166
May 1, 2025 to Mar 31, 2026
Pooled vehicle clients · 4 to 6
May 1, 2025 to Mar 31, 2026
Assets in custody · $181M to $792M
May 1, 2025 to Mar 31, 2026
Private funds · 3 to 5
May 1, 2025 to Mar 31, 2026
Discretionary RAUM · $28B to $24B
May 1, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $28B to $24B
May 1, 2025 to Mar 31, 2026
RAUM · $28B to $24B
May 1, 2025 to Mar 31, 2026
Advisory employees · 159 to 163
Nov 19, 2024 to May 1, 2025
Assets in custody · $246M to $181M
Nov 19, 2024 to May 1, 2025
Employees · 334 to 337
Nov 19, 2024 to May 1, 2025
Financial planning clients · unset to
Nov 19, 2024 to May 1, 2025
Discretionary RAUM · $33B to $28B
Nov 19, 2024 to May 1, 2025
Pooled vehicle RAUM · $33B to $28B
Nov 19, 2024 to May 1, 2025
RAUM · $33B to $28B
Nov 19, 2024 to May 1, 2025
Accounts · 6 to 4
May 3, 2023 to Mar 29, 2024
Advisory employees · 168 to 159
May 3, 2023 to Mar 29, 2024
Advisory activities · 1 to 2
May 3, 2023 to Mar 29, 2024
Pooled vehicle clients · 6 to 4
May 3, 2023 to Mar 29, 2024
Assets in custody · $11B to $246M
May 3, 2023 to Mar 29, 2024
Employees · 341 to 334
May 3, 2023 to Mar 29, 2024
Private funds · 5 to 3
May 3, 2023 to Mar 29, 2024
Discretionary RAUM · $40B to $33B
May 3, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $40B to $33B
May 3, 2023 to Mar 29, 2024
RAUM · $40B to $33B
May 3, 2023 to Mar 29, 2024
Accounts · 7 to 6
Feb 27, 2023 to Mar 31, 2023
Advisory employees · 165 to 168
Feb 27, 2023 to Mar 31, 2023
Pooled vehicle clients · 7 to 6
Feb 27, 2023 to Mar 31, 2023
Assets in custody · $13B to $11B
Feb 27, 2023 to Mar 31, 2023
Employees · 336 to 341
Feb 27, 2023 to Mar 31, 2023
Private funds · 7 to 5
Feb 27, 2023 to Mar 31, 2023
Discretionary RAUM · $28B to $40B
Feb 27, 2023 to Mar 31, 2023
Pooled vehicle RAUM · $28B to $40B
Feb 27, 2023 to Mar 31, 2023
RAUM · $28B to $40B
Feb 27, 2023 to Mar 31, 2023
Private funds · 6 to 7
Jan 4, 2023 to Feb 27, 2023
Other offices · 1 to 2
Jun 9, 2022 to Jan 4, 2023
Accounts · 8 to 7
May 13, 2021 to Mar 31, 2022
Advisory employees · 164 to 165
May 13, 2021 to Mar 31, 2022
Pooled vehicle clients · 8 to 7
May 13, 2021 to Mar 31, 2022
Assets in custody · $10B to $13B
May 13, 2021 to Mar 31, 2022

Signals

7 dated events

M•••• C•••••• M••••••••• L• reported RAUM $40.2B, up 45% from $27.7B (2023-02-27 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Kevin Paul Mcnamara (Director, Managing Director, Global Head Of Investment Business) appeared on Schedule A of M•••• C•••••• M••••••••• L•
May 13, 2021 · Control person joined · fact
Bourin Richard Stewart (Director, Chief Operating Officer) appeared on Schedule A of M•••• C•••••• M••••••••• L•
May 13, 2021 · Control person joined · fact
Andrew Richard Axilrod (Director, Managing Director) no longer on Schedule A of M•••• C•••••• M••••••••• L• (listed 2021-03-31, absent 2021-05-13)
May 13, 2021 · Control person left · inference
Hampton Zack Bacon (Director) no longer on Schedule A of M•••• C•••••• M••••••••• L• (listed 2021-03-31, absent 2021-05-13)
May 13, 2021 · Control person left · inference
Joseph Anthony Deluca (Director, Chief Financial Officer) no longer on Schedule A of M•••• C•••••• M••••••••• L• (listed 2020-11-23, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
Robert James Danza (Chief Financial Officer) appeared on Schedule A of M•••• C•••••• M••••••••• L•
Mar 31, 2021 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/moore-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
Website: M••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 212 782-7000reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026