DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S•••••• G••• C•••••• P••••••• ••••••••• L••
Private Equity Fundadvised byS•••••• G••• A••••••• L••asset manager805-4554216970no longer reportedIAPD
Gross asset value
$774,353
as of Jun 8, 2017; not a fund size
Peak GAV
$781,303
highest filing
Owners
3
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
99%
of the fund
Owned by funds
99%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Mar 30, 2012 to Jun 8, 2017
Reporting history
one row per Form ADV filing
Gross asset value$774,353 as of Jun 8, 2017
Mar 30, 2012$564,330 then
Owners3 as of Jun 8, 2017
Mar 30, 20123 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Td Bank, NaNew York, New York
Across DFX
shared identifiers only
- S•••••• G••• C•••••• P••••••• ••••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons