DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

T•••• P••••••• S•••••••• C••••••••• F•••••• L•••

Hedge Fundadvised byT•••• F••• M••••••••• L•••asset manager805-4593046839no longer reportedIAPD
Gross asset value
$156M
as of May 4, 2021; not a fund size
Peak GAV
$167M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 29, 2018 to May 4, 2021
Reporting history
one row per Form ADV filing
Gross asset value$156M as of May 4, 2021
Mar 29, 2018$123M then
Owners2 as of May 4, 2021
Mar 29, 20182 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-177778reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    New York, New York · LEI B4TYDEB6GKMZO031MB27
  • Jefferies International Limited
    London, United Kingdom · LEI S5THZMDUJCTQZBTRVI98
  • Merrill Lynch International
    London, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
  • Morgan Stanley & Co. International Plc
    London, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
  • Morgan Stanley & Co. LLC
    New York, New York
  • Nomura Global Financial Products Inc.
    New York, New York · LEI 0Z3VO5H2G7GRS05BHJ91
  • Nomura Securities (Bermuda) Ltd.
    Pembroke, Bermuda · LEI 549300VTR6EGLGTZLN45
  • UBS Ag
    Basel, Switzerland · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
9.0%reportedadviser and related persons